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Ryan E. Fitzpatrick

GALLAGHER SECURITIES,
New York, NY 10017
Some features on this profile are disabled
CRD#: 2726698
RF

Professional summary

Ryan Edward Fitzpatrick is a registered financial professional currently at GALLAGHER SECURITIES, INC located in New York, New York.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 1996. Ryan has worked at 8 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 57TO, Series 99TO, SIE, Series 7, Series 28, Series 14, Series 27, Series 24, Series 53, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Edward Fitzpatrick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2019 - Present

GALLAGHER SECURITIES, INC

Office #1: 300 Madison Avenue 28th Floor, New York, NY 10017Office #2: 300 Madison Avenue 28th Floor, New York, NY, 10017
RIA
BD
CRD#: 116605
New York, NY
Past

August 12, 2013 - November 23, 2018

JARDINE LLOYD THOMPSON CAPITAL MARKETS INC

BD
CRD#: 146485
NEW YORK, NY
Past

February 4, 2013 - June 14, 2013

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
ROSELAND, NJ
Past

October 19, 2010 - February 14, 2013

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

September 23, 2008 - October 22, 2010

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

September 25, 2006 - October 2, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 6, 1996 - May 9, 2006

TD AMERITRADE, INC.

BD
CRD#: 7870
NEW YORK, NY
Past

April 29, 1996 - June 13, 1996

ANDREW GARRETT, INC.

BD
CRD#: 36250
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/16/2019)
RR
Alaska
(1/16/2019)
RR
Arkansas
(1/16/2019)
RR
Florida
(1/16/2019)
RR
Georgia
(1/16/2019)
RR
Hawaii
(1/16/2019)
RR
Idaho
(1/16/2019)
RR
Indiana
(1/16/2019)
RR
Iowa
(1/16/2019)
RR
Kansas
(1/16/2019)
RR
Kentucky
(1/16/2019)
RR
Louisiana
(1/16/2019)
RR
Maine
(1/16/2019)
RR
Michigan
(1/16/2019)
RR
Minnesota
(1/16/2019)
RR
Mississippi
(1/16/2019)
RR
Missouri
(1/16/2019)
RR
Montana
(1/16/2019)
RR
Nebraska
(1/16/2019)
RR
Nevada
(1/16/2019)
RR
New Hampshire
(1/16/2019)
RR
New Mexico
(1/16/2019)
RR
New York
(1/16/2019)
RR
North Dakota
(1/16/2019)
RR
Oklahoma
(1/16/2019)
RR
Oregon
(1/16/2019)
RR
Puerto Rico
(1/16/2019)
RR
South Carolina
(1/16/2019)
RR
South Dakota
(1/16/2019)
RR
Tennessee
(1/16/2019)
RR
Vermont
(1/16/2019)
RR
Washington
(1/16/2019)
RR
West Virginia
(1/16/2019)
RR
Wyoming
(1/16/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 4/29/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/26/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/18/2015
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/20/2010
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/8/2010
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/30/1999
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/5/1999
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GALLAGHER SECURITIES, INC
GALLAGHER SECURITIES INC. | WILLIS SECURITIES, INC. | WILLIS EQUITIES, INC. | WILLIS CAPITAL MARKETS | GALLAGHER SECURITIES, INC

CRD#: 116605 / SEC#: , 8-53563

New York
Registered Investment Advisory firm - SEC (8/14/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
300 Madison Avenue 28th Floor, New York, NY, 10177
Mailing Address
300 Madison Avenue 28th Floor, New York, NY, 10017
Phone number
(212) 309-3494
Established
Delaware since 06/27/1977
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
2

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
ARTHUR J. GALLAGHER & CO.OWNER
BOLDING, JASON ROGERPRESIDENT, CEO & BOARD MEMBER3213645
DUBINSKY, WILLIAM JAYCHAIRMAN OF BOARD3086399
FITZPATRICK, RYAN EDWARDCCO, COO, TREASURER AND BOARD MEMBER2726698
GLYNN, MICHAEL GERARDFINANCIAL AND OPERATIONS PRINCIPAL3219445

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GALLAGHER SECURITIES, INC

CRD#: 116605New York, NY 10017

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