Alex Makarovsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Makarovsky, who also goes by Al Mak, Alex Mak, Alexander Mak, was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1998. Alex had worked at 15 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2013 - March 5, 2014
BLACKBOOK CAPITAL, LLC
November 6, 2013 - November 21, 2013
NEWPORT COAST SECURITIES, INC.
May 17, 2013 - November 6, 2013
AVENIR FINANCIAL GROUP
August 27, 2010 - October 5, 2012
CHARLES MORGAN SECURITIES, INC.
March 4, 2010 - July 1, 2010
THE ROCKWELL FINANCIAL GROUP, INC.
September 29, 2008 - November 19, 2009
PHD CAPITAL
June 23, 2008 - August 4, 2008
REID & RUDIGER LLC
January 2, 2008 - July 28, 2008
AURA FINANCIAL SERVICES, INC.
November 29, 2007 - December 4, 2007
JOHN THOMAS FINANCIAL
December 21, 2000 - April 18, 2007
WINDSOR STREET CAPITAL, LP
June 13, 2000 - September 29, 2000
BISHOP, ROSEN & CO., INC.
January 6, 2000 - March 7, 2000
SALOMON GREY FINANCIAL CORPORATION
August 24, 1999 - January 3, 2000
BERKSHIRE SECURITIES, INC.
September 18, 1998 - August 25, 1999
J. P. GIBBONS & CO., INC.
June 29, 1998 - October 22, 1998
CANTONE RESEARCH INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/26/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
