John W. Pitt
Professional summary
John William Pitt, who also goes by John W Pitt, is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 16, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Pitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2020 - Present
IRC SECURITIES LLC
Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170May 21, 2014 - November 30, 2018
AXIOM CAPITAL MANAGEMENT, INC.
September 10, 2012 - October 4, 2012
DIRECT ACCESS PARTNERS LLC
March 7, 2011 - May 31, 2012
NEWEDGE USA, LLC
June 1, 2006 - August 6, 2010
INSTINET, LLC
September 8, 2000 - June 1, 2006
INSTINET, LLC
July 30, 1996 - June 30, 2005
LYNCH, JONES & RYAN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2020)
(6/16/2020)
Exams
FINRA
Current Firm
IRC SECURITIES LLC
CRD#: 150022 / SEC#: , 8-68208
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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