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BD

Benjamin E. Dum

RIVER WEALTH ADVISORS LLC
Camp Hill, PA 17011
Some features on this profile are disabled
CRD#: 2726530
BD

Professional summary

Benjamin Earl Dum, CFP®, who also goes by Benjamin Earl Dum Jr, Benjamine Earl Dum, is a registered financial advisor currently at RIVER WEALTH ADVISORS LLC located in Camp Hill, Pennsylvania.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Benjamin Earl Dum Jr | Benjamine Earl Dum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Earl Dum's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

May 17, 2022 - Present

RIVER WEALTH ADVISORS LLC

Office #1: 100 Corporate Center Drive Suite 102, Camp Hill, PA 17011
RIA
CRD#: 173767
Camp Hill, PA
Past

June 5, 2014 - April 18, 2022

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
MECHANICSBURG, PA
Past

May 13, 2014 - April 18, 2022

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
MECHANICSBURG, PA
Past

May 30, 2000 - April 30, 2014

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WAYNE, PA
Past

June 11, 1996 - May 15, 2000

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RIVER WEALTH ADVISORS LLC
LAN CAPITAL LLC | RIVER WEALTH ADVISORS LLC

CRD#: 173767 / SEC#: 801-80629

RIA
Registered Investment Advisory firm - (11/28/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(5/17/2022)
IAR
Texas
(11/9/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/5/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/12/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/23/2004
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/23/2004
General Securities Sales Supervisor - Options Module Examination

Current Firm

RW
RIVER WEALTH ADVISORS LLC
LAN CAPITAL LLC | RIVER WEALTH ADVISORS LLC

CRD#: 173767 / SEC#: 801-80629

RIA
Registered Investment Advisory firm - (11/28/2014 Approved)
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Contact information

Main Address
100 Corporate Center Drive Suite 102, Camp Hill, PA 17011
Mailing Address
Phone number
(717) 888-9830
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RIVER WEALTH ADVISORS LLC FORM ADV PART 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts2,422
AUM (Assets Under Management)$ 1,257,151,714

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIVER WEALTH ADVISORS LLC

CRD#: 173767Camp Hill, PA 17011

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