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Benjamin E. Dum
RIVER WEALTH ADVISORS LLC
Camp Hill, PA 17011
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CRD#: 2726530
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Professional summary
Benjamin Earl Dum, CFP®, who also goes by Benjamin Earl Dum Jr, Benjamine Earl Dum, is a registered financial advisor currently at RIVER WEALTH ADVISORS LLC located in Camp Hill, Pennsylvania.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin Earl Dum Jr | Benjamine Earl Dum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) PARTNERSHIP FOR BETTER HEALTH POSITION: Volunteer NATURE: Our Strategy In working toward these objectives, the foundation operates according to a carefully crafted strategy that enables maximum community impact. Our strategic pillars include: Community Investment The foundation provides funding for grants and initiatives that address identified needs through the use of evidence-based strategies and best practices; supports training and technical assistance to build community capacity; and requires grantees to demonstrate performance as a return on foundation investments. Community Engagement The foundation engages the community as partners in health promotion by assessing community needs; educating the community about health issues and actions; working in partnership with community stakeholders; and helping to foster effective public policies related to health and wellness. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 274 Wilson Street, Carlisle PA 17013, United States DESCRIPTION: Finance Committee Purpose: The Finance Committee shall recommend to the Board of Trustees policies regarding financial matters that ensure Partnership for Better Health's fiscal health, compliance and existence in perpetuity. The Committee shall oversee budgeting, regulatory compliance and investment management of Partnership for Better Health's assets. The Committee shall oversee the Audit Subcommittee and shall engage a certified public accounting firm to perform the annual audit. Composition: The Finance Committee shall consist of at least two (2) Trustees, one of whom shall be the Treasurer. Other persons may be appointed, as per section 5.2. Duties/Functions: The Finance Committee shall: review and make recommendations to the Board on Partnership for Better Health's financial position; recommend an annual budget to the Board; oversee all investments and bank accounts, monitor public support in compliance with the applicable provisions of the United States Internal Revenue Code and regulations; and determine spending and investment policies for Board approval. It shall ensure the protection and maintenance of Partnership for Better Health's property and monitor adequate insurance policies to minimize exposure. Meetings: The Finance Committee shall meet at the call of its Chairperson and not less than four times a year. (2) PATIO COURT RENTAL POSITION: owner NATURE: rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/26/2016 ADDRESS: 214 Patio Court, New Bloomfield PA 17068, United States DESCRIPTION: Rental property
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Earl Dum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
May 17, 2022 - Present
RIVER WEALTH ADVISORS LLC
Office #1: 100 Corporate Center Drive Suite 102, Camp Hill, PA 17011RIA
CRD#: 173767
Camp Hill, PA
Past
June 5, 2014 - April 18, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
MECHANICSBURG, PA
Past
May 13, 2014 - April 18, 2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
MECHANICSBURG, PA
Past
May 30, 2000 - April 30, 2014
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WAYNE, PA
Past
June 11, 1996 - May 15, 2000
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RIVER WEALTH ADVISORS LLC
LAN CAPITAL LLC | RIVER WEALTH ADVISORS LLC
CRD#: 173767 / SEC#: 801-80629
RIA
Registered Investment Advisory firm - (11/28/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/17/2022)
IAR
Texas(11/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
RW
RIVER WEALTH ADVISORS LLC
LAN CAPITAL LLC | RIVER WEALTH ADVISORS LLC
CRD#: 173767 / SEC#: 801-80629
RIA
Registered Investment Advisory firm - (11/28/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Corporate Center Drive Suite 102, Camp Hill, PA 17011
Mailing Address
Phone number
(717) 888-9830
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,422 |
| AUM (Assets Under Management) | $ 1,257,151,714 |
Red Flags
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Company Information
RIVER WEALTH ADVISORS LLC
CRD#: 173767Camp Hill, PA 17011TRUST BUT VERIFY
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