KM
Keith L. Murray
CHAPIN, DAVIS
Baltimore, MD 21209
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CRD#: 2726392
KM
Professional summary
Keith Lawrence Murray, CFP® is a registered financial advisor currently at CHAPIN, DAVIS located in Baltimore, Maryland.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Keith has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Education Planning
Employee and Employer Plan Ben...
Estate Planning
Retirement Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
St. Paul's School, not investment related, 11152 Falls Road Brooklandville, Maryland 21022, Private School, Trustee, member of the Board of Trustees, June 2016, 2 hours, 0 hours during trading hours, serve as a trustee on the board of an independent day school. Old St. Paul's Episcopal Church, not investment related, 309 Catherdral Street, Baltimore, MD 21201, Religious, Officer/Director, member of the Endowment Committee, December 2017, 2 hours, o hours during trading hours, serve as a director on the Endowment Committee. Chapin Davis Insurance, Inc.; investment related; 1411 Clarkview Road, Baltimore, MD 21209; Insurance Agency; Agent; November 2009 start date; 2 hours per month; 2 hours during securities trading hours; the sale of variable and fixed insurance products to satisfy client's insurance needs.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Lawrence Murray's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Keith Lawrence Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
November 13, 2009 - Present
CHAPIN, DAVIS
Office #1: 1411 Clarkview Road, Baltimore, MD 21209RIA
BD
CRD#: 28116
Baltimore, MD
Current
November 13, 2009 - Present
CHAPIN, DAVIS
Office #1: 1411 Clarkview Road, Baltimore, MD 21209RIA
BD
CRD#: 28116
Baltimore, MD
Past
January 21, 2005 - November 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BALTIMORE, MD
Past
January 21, 2005 - November 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BALTIMORE, MD
Past
January 1, 1999 - February 8, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HUNT VALLEY, MD
Past
May 16, 1996 - February 8, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CD
CHAPIN, DAVIS
CHAPIN DAVIS ASSET MANAGEMENT | PATAPSCO SECURITIES INC. D/B/A CHAPIN, DAVIS | PATAPSCO SECURITIES INC. | OAKTREE PORTFOLIO MANAGEMENT | CHAPIN, DAVIS | CHAPIN DAVIS, INC. | CHAPIN DAVIS, INC
CRD#: 28116 / SEC#: 801-70987, 8-43485
RIA
Registered Investment Advisory firm - SEC (1/13/2010 Approved)Maryland
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/29/2013)
RR
Delaware(4/29/2013)
RR
District of Columbia(11/13/2009)
RR
Florida(11/13/2009)
RR
Georgia(7/17/2020)
RR
Indiana(12/25/2018)
RR
Maryland(11/13/2009)
IAR
Maryland(11/13/2009)
RR
Nevada(5/23/2013)
RR
New Hampshire(10/31/2024)
RR
New Jersey(11/13/2009)
RR
New Mexico(3/25/2024)
RR
North Carolina(11/13/2009)
RR
Pennsylvania(11/26/2016)
RR
Rhode Island(3/24/2025)
RR
South Carolina(7/16/2021)
RR
Tennessee(1/23/2020)
RR
Virginia(11/13/2009)
RR
West Virginia(1/1/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CD
CHAPIN, DAVIS
CHAPIN DAVIS ASSET MANAGEMENT | PATAPSCO SECURITIES INC. D/B/A CHAPIN, DAVIS | PATAPSCO SECURITIES INC. | OAKTREE PORTFOLIO MANAGEMENT | CHAPIN, DAVIS | CHAPIN DAVIS, INC. | CHAPIN DAVIS, INC
CRD#: 28116 / SEC#: 801-70987, 8-43485
RIA
Registered Investment Advisory firm - SEC (1/13/2010 Approved)Maryland
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1411 Clarkview Road, Baltimore, MD 21209
Mailing Address
1411 Clarkview Road, Baltimore, MD 21209
Phone number
(410) 435-3200
Established
Maryland since 12/12/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
30
SEC notice filing (16 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALBERT, TALBOT JONES IV | CHAIRMAN OF THE BOARD, CEO | 1620715 |
| HAYES, ELISABETH ALBERT | DIRECTOR/SHAREHOLDER | 1824604 |
| BRUBAKER, THOMAS ALLEN | DIRECTOR | 860338 |
| CARTER, ANA ROUMENOVA | FINANCIAL PRINCIPAL | 4424794 |
| GALANTINO, MICHAEL ANTHONY | PRESIDENT/DIRECTOR | 1277218 |
| KAEHLER, ROBERT JAMES | CHIEF COMPLIANCE OFFICER | 2858149 |
| MURRAY, KEITH LAWRENCE | DIRECTOR | 2726392 |
Regulatory assets under management
| Total Number of Accounts | 741 |
| AUM (Assets Under Management) | $ 539,098,994 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 1 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 04/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
