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SK

Scott H. Kurland

SECOND STREET SECURITIES
Calabasas, CA
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CRD#: 2726302
SK

Professional summary


Scott Hamilton Kurland is a registered financial professional currently at SECOND STREET SECURITIES, INC. located in Calabasas, California.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1997. Scott has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 55, Series 62 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Scott Hamilton Kurland's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 25, 2018 - Present

SECOND STREET SECURITIES, INC.

BD
CRD#: 42404
Calabasas, CA
Past

August 14, 2017 - May 15, 2018

VIRTU ALTERNET SECURITIES LLC

BD
CRD#: 47867
NEW YORK, NY
Past

November 7, 2012 - March 13, 2013

BLACKWATCH BROKERAGE INC.

BD
CRD#: 47954
BOSTON, MA
Past

November 7, 2012 - May 15, 2018

VIRTU ITG LLC

BD
CRD#: 29299
NEW YORK, NY
Past

August 29, 2001 - August 31, 2006

ELECTRONIC SECURITIES PROCESSING (ESP) LLC

BD
CRD#: 103730
NEW YORK, NY
Past

April 14, 1998 - September 8, 1999

LANDMARK SECURITIES CORPORATION

BD
CRD#: 39506
HOUSTON, TX
Past

July 23, 1997 - March 23, 1998

BLOCK TRADING INC.

BD
CRD#: 36666
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/10/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 11/29/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/19/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 62
Date: 7/22/1997
Corporate Securities Limited Representative Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SS
SECOND STREET SECURITIES, INC.
SECOND STREET SECURITIES, INC.

CRD#: 42404 / SEC#: , 8-49829

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information


Main Address
600 Townsend Suite 300, San Francisco, CA 94103
Mailing Address
600 Townsend Suite 300, San Francisco, CA 94103
Phone number
(818) 312-3283
Established
Delaware since 11/21/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
ADVENT SOFTWARE, INC.OWNER
BANERJEE, DEBASISH ("NMN")PRINCIPAL, FINOP, CCO, CFO1555979
BANERJEE, DEBASISH ("NMN")PFO, POO1555979
KURLAND, SCOTT HAMILTONPRINCIPAL2726302
TSUI, JACKBOARD MEMBER

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SECOND STREET SECURITIES, INC.

CRD#: 42404Calabasas, CA

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