Wiliam M. Pienias
Professional summary
Wiliam Matthew Pienias, who also goes by Bill Pienias, William Matthew Pienias, William Pienias, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Wiliam is registered as a RR (Registered Representative) and started their career in finance in 1996. Wiliam has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wiliam Matthew Pienias's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 26, 2014 - May 17, 2019
FORESTERS FINANCIAL SERVICES, INC.
March 1, 2013 - December 9, 2013
INVEST FINANCIAL CORPORATION
July 24, 2009 - October 3, 2011
FOUNDERS FINANCIAL SECURITIES LLC
March 17, 2006 - June 9, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 12, 2002 - March 20, 2006
WORLD GROUP SECURITIES, INC.
April 17, 1996 - April 12, 2002
WMA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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