Chad J. Karl
STONEX ADVISORS
Janesville, WI 53545
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CRD#: 2725476
Professional summary
Chad Jason Karl, CFP® is a registered financial advisor currently at STONEX ADVISORS INC. located in Janesville, Wisconsin and STONEX SECURITIES INC. located in Janesville, Wisconsin.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Chad has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 52, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Net Worth LLC W5229 Sterlingworth Ct. Elkhorn, WI 53121 Nature of Business: Rental Property and Real Estate Ownership Investment Related: No Business Position: Member Business Duties: landlord and property management Business Start Date: 01/01/2000 Approximately one hour spent on this OBA monthly, with one hour spent monthly during market hours. 2)Karl and Associates 33 E. Racine St. Janesville, WI 53545 Nature of Business: S Corporation for tax purposes, tax preparation, and insurance sales. Investment Related: No Business Position: Owner Business Duties: hire external accountant for tax preparation for our clients, insurance sales, and President. Business Start Date: 06/16/2000 Approximately 20 hours spent on this OBA monthly, with 1 hour per day during market hours. 3)Notary 33 E. Racine St Janesville, WI 53545 Notarizing documents 1 hour at most spent per year. 4) Southern Lakes Church N6686 US 12 Elkhorn, WI 53121 Nature of Business: reviewing income statement and balance sheet of bank Investment Related: No Business Position: finance committee member Business Duties: reviewing income statement and balance sheet of church Business Start Date: 04/07/2021 Approximately one hour spent on this OBA monthly, with zero during market hours. 5) Walworth County Law Enforcement Support Services Ltd. - Elkhorn, WI 53121 Nature of Business: support for local law enforcement including access to counseling, ministry, etc. Investment Related: No Business Position: treasurer Business Duties: Treasurer Business Start Date: 08/23/2022 Approximately two hours spent on this OBA with two during market hours. 6) Insurance and Financial Advisory Committee for local Congressman, Bryan Steil - 20 S. Main Street, Suite 10, Janesville, WI 53545 Nature of Business: meet once per year to listen to Congressman on current banking, insurance, and investment laws and comment. Investment Related: No Business Position: participant Business Duties: commentary only/feedback to the Congressman Business Start Date: 04/01/2023 Approximately .2 hours spent on this OBA with zero during market hours. 7) Estate Planning through Encore Estate Planning - 33 E. Racine St., Janesville, WI 53545 Nature of Business: estate plan education and gathering of data only Investment Related: no Business Position: Certified Financial Planner? professional Business Duties: estate plan education and gathering of data only Business Start Date: 1/10/2025 Approximately ten hours spent on this OBA monthly, with all 10 during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Chad Jason Karl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
January 30, 2015 - Present
STONEX ADVISORS INC.
Office #1: 33 E. Racine Street, Janesville, WI 53545RIA
CRD#: 174182
Janesville, WI
Current
September 12, 2014 - Present
STONEX SECURITIES INC.
Office #1: 33 E. Racine Street, Janesville, WI 53545Office #2: W5109 County Road A, Elkhorn, WI 53121BD
CRD#: 18456
Janesville, WI
Past
May 7, 2004 - January 30, 2015
WRP INVESTMENTS, INC.
RIA
CRD#: 7365
JANESVILLE, WI
Past
May 7, 2004 - September 12, 2014
WRP INVESTMENTS, INC.
BD
CRD#: 7365
JANESVILLE, WI
Past
June 12, 2002 - May 7, 2004
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
MINNEAPOLIS, MN
Past
August 5, 1998 - June 12, 2002
CONSECO SECURITIES, INC.
BD
CRD#: 29367
CARMEL, IN
Past
April 14, 1997 - August 5, 1998
CONSECO FINANCIAL SERVICES, INC.
BD
CRD#: 629
CARMEL, IN
Past
June 13, 1996 - April 14, 1997
CONSECO EQUITY SALES, INC.
BD
CRD#: 4125
CARMEL, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/12/2014)
RR
California(9/26/2022)
RR
Colorado(2/21/2019)
RR
Florida(9/12/2014)
RR
Georgia(7/8/2021)
RR
Illinois(9/12/2014)
RR
Indiana(8/23/2023)
RR
Iowa(9/22/2023)
RR
Maine(1/25/2023)
RR
Missouri(9/12/2014)
RR
Montana(10/11/2023)
RR
New Mexico(1/25/2016)
RR
New York(9/9/2016)
RR
North Carolina(9/13/2023)
RR
Ohio(4/27/2022)
RR
Tennessee(1/20/2021)
RR
Texas(1/15/2021)
RR
Wisconsin(9/12/2014)
IAR
Wisconsin(1/30/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 2/9/2007
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONEX ADVISORS INC.
ABERDEEN FINANCIAL GROUP | WOYTOWICH WISLOSKI INVESTMENT GROUP | WOODEN INVESTMENTS | WILLOWBY ADVISORS | WEALTH MANAGEMENT SOLUTIONS | WAINWRIGHT LAVENTIS | WAHFELD WEALTH MANAGEMENT GROUP | TEWKSBURY FINANCIAL LLC | SYNERGY WEALTH MANAGEMENT | STURM FINANCIAL SERVICES | STREET FINANICAL SERVICES | STRATEGIC FINANCIAL GROUP | STORMS AND ROWDON WEALTH MANAGEMENT | STONEX WEALTH MANAGEMENT | STONEX ADVISORS INC. | STONE FINANCIAL GROUP, LLC | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | SPARGER INVESTMENTS | SMART MONEY STRATEGIES, INC. | SA STONE INVESTMENT ADVISORS INC. | RON COITE & ASSOCIATES | ROBERTS WEALTH MANAGEMENT | RKB INVESTMENTS | RIVER FINANCIAL SERVICES | RICHMOND FINANCIAL LLC | REGENCY FINANICAL GROUP, LLC | REDSTONE FINANCIAL ADVISORS | QUARRY LAKES FINANCIAL GROUP | PARTNERS FINANCIAL GROUP, LLC | ONE SOURCE FINANCIAL GROUP | OLDE HICKORY FINANCIAL SERVICES, LLC | OAK CREST FINANCIAL PARTNERS LLC | NUFRIO WEALTH MANAGEMENT | NEBEL FINANCIAL | MORRIS, SMITH & HAYDEN WEALTH MANAGEMENT | MAX WEALTH MANAGEMENT | MANAGED LEGACY WEALTH COUNSEL | LIFESCOPE PLANNING AND INVESTMENT SERVICES | LEGACY INVESTMENT PLANNING | LANNIGAN SECURITIES | LANEY FINANCIAL | LANCE HOCUTT FINANCIAL GROUP | LAKE NORMAN ADVISORS LLC | KPJ FINANCIAL SERVICES | KEVIN DICK ASSET MANAGEMENT CO | KENNARD FINANCIAL SERVICES | KEITH FORD AND ASSOCIATES | KAIROS FINANCIAL MANAGEMENT | INVESTMENT SECURITIES GROUP, INC. | INTEGRARISK CORP | IM WEALTH PARTNERS | HOVANIC WEALTH SOLUTIONS | HLM FINANCIAL SERVICES, INC. | HIZNAY & ASSOCIATES | HENRY WEALTH MANAGEMENT | HENDERSON FINANCIAL SERVICES | HEADWATER ASSET MANAGEMENT, LLC | GUARDIAN WEALTH FINANCIAL | GRUDZINSKI FINANCIAL SERVICES | GRANDVIEW WEALTH ADVISORS | GEORGE STRATEGIC WEALTH | ELLEDGE, BAIN, SIDES, LLC | EAGLE CREEK WEALTH MANAGEMENT, LLC | DON LEDFORD ASSOCIATES, LLC | DILWORTH FINANCIAL SERVICES | DCP ASSET MANAGEMENT, LLC | CWT FINANCIAL | CRESS WEALTH STRATEGIES | COX FINANCIAL CORPORATION | CORLEY WEALTH MANAGEMENT | CONSERVATIVE CONCEPTS, INC. | COMPASS WEALTH MANAGEMENT, LLC | CHAD J. KARL | BUSSEY CAPITAL MANAGEMENT, LLC | BURLESON DAWKINS INC. | BARNEGAT FINANCIAL | BARKO FINANCIAL | AFFILIATED FINANCIAL PLANNERS, LLC
CRD#: 174182 / SEC#: 801-80747
RIA
Registered Investment Advisory firm - (12/17/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Mailing Address
Phone number
(800) 292-2411
Established
Firm type
Fiscal year end
# of Employees
233
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,988 |
| AUM (Assets Under Management) | $ 4,515,278,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/27/2025 | ||
| 02/27/2024 | ||
| 01/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STONEX ADVISORS INC.
CRD#: 174182Janesville, WI 53545TRUST BUT VERIFY
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