Nilsa Sabir
Professional summary
Nilsa Sabir, who also goes by Nilsa Santiago Sabir, Nilsa Lizzette Santiago, Nilsa Lizzette Santiago-sabir, is a registered financial professional currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Beverly Hills, California.
Nilsa is registered as a RR (Registered Representative) and started their career in finance in 2002. Nilsa has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nilsa Sabir's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2026 - Present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Office #1: 9401 Wilshire Blvd 910 9th Fl, Beverly Hills, CA 90212May 5, 2016 - April 16, 2026
WELLS FARGO CLEARING SERVICES, LLC
November 30, 2011 - May 10, 2016
UBS FINANCIAL SERVICES INC.
November 24, 2010 - December 1, 2011
PURSHE KAPLAN STERLING INVESTMENTS
June 1, 2009 - July 14, 2009
MORGAN STANLEY
October 23, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
August 29, 2002 - October 24, 2007
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2026)
Exams
FINRA
Current Firm
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CRD#: 11025 / SEC#: 801-57434, 8-28721
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRAVEN, JAMES J | BOARD OF MANAGERS | 4323533 |
| GINDI, SOL | BOARD OF MANAGERS | 4903526 |
| KARANIK, ERIK ANTHONY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL | 5616656 |
| MARKMANN, DAVID FRANZ | DESIGNATED TEXAS OFFICER | 2637778 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER | 5385585 |
| SANKOVICH, PAUL CAMERON | CHIEF COMPLIANCE OFFICER | 2475029 |
| TA, KIMBERLY CROWDER | BOARD OF MANAGERS/CONTROL PRINCIPAL | 4717506 |
| TYERS, JOHN R | PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL | 2632380 |
Regulatory assets under management
| Total Number of Accounts | 401,726 |
| AUM (Assets Under Management) | $ 197,360,196,619 |
Disclosures
| Regulatory Event | 35 |
| Arbitration | 39 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2025 | ||
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
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