Kathryn J. Zell
Professional summary
Kathryn Joy Zell, who also goes by Kathryn Joy Herout, Kathy Joy Herout, is a registered financial professional currently at ASSETMARK BROKERAGE, LLC located in Concord, California.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 1998. Kathryn has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathryn Joy Zell's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2025 - Present
ASSETMARK BROKERAGE, LLC
Office #1: 1655 Grant Street 10th Floor, Concord, CA, 94520January 3, 2024 - August 7, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 11, 2021 - February 11, 2025
FRANKLIN DISTRIBUTORS, LLC
August 28, 2000 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
July 7, 1998 - April 3, 2000
BLACK & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/29/2025)
Exams
FINRA
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Company Information
ASSETMARK BROKERAGE, LLC
CRD#: 169804Concord, CA 94520TRUST BUT VERIFY
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