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JZ

Joel W. Zawko

FAST EXECUTION SERVICES LLC
Chicago, IL 60602
Some features on this profile are disabled
CRD#: 2724249
JZ

Professional summary

Joel William Zawko, who also goes by Joel W Zawko, Joel William Zawko, Joel Zawko, is a registered financial professional currently at FAST EXECUTION SERVICES LLC located in Chicago, Illinois.

Joel is registered as a RR (Registered Representative) and started their career in finance in 2006. Joel has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joel W Zawko | Joel William Zawko | Joel Zawko

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joel William Zawko's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2020 - Present

FAST EXECUTION SERVICES LLC

Office #1: 141 W Jackson Suite 1650, Chicago, IL 60602Office #2: 425 S Financial Place Suite 3650, Chicago, IL 60605
BD
CRD#: 306649
Chicago, IL
Past

November 1, 2017 - January 2, 2018

DV SECURITIES, LLC

BD
CRD#: 284804
CHICAGO, IL
Past

July 12, 2012 - January 4, 2017

OPTIVER US LLC

BD
CRD#: 128030
CHICAGO, IL
Past

June 16, 2011 - June 15, 2012

TITLE SECURITIES, INC.

BD
CRD#: 30057
CHICAGO, IL
Past

September 8, 2008 - May 2, 2011

JUMP TRADING, LLC

BD
CRD#: 106124
CHICAGO, IL
Past

November 20, 2007 - February 4, 2008

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
GENEVA, IL
Past

August 16, 2007 - October 31, 2007

MELVIN SECURITIES, L.L.C.

BD
CRD#: 29767
CHICAGO, IL
Past

September 6, 2006 - May 29, 2007

LASALLE CAPITAL, L.L.C.

BD
CRD#: 133526
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/5/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 12/27/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/31/2011
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 11/29/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/15/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/18/2021
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/13/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FE
FAST EXECUTION SERVICES LLC
FAST EXECUTION SERVICES LLC

CRD#: 306649 / SEC#: , 8-70471

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 S Financial Place Suite 3650, Chicago, IL 60605
Mailing Address
425 S Financial Place Suite 3650, Chicago, IL 60605
Phone number
(312) 608-0331
Established
Delaware since 08/29/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SCALP TRADE HOLDINGS LPHOLDING COMPANY
ZAWKO, JOEL WILLIAMCEO/CCO2724249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FAST EXECUTION SERVICES LLC

CRD#: 306649Chicago, IL 60602

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