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JZ

Joel William Zawko

FAST EXECUTION SERVICES
Chicago, IL
·CRD# 2724249·20 years experience

Professional Summary

Joel William Zawko, who also goes by Joel W Zawko, Joel William Zawko, Joel Zawko, is a registered financial advisor currently at FAST EXECUTION SERVICES LLC located in Chicago, Illinois. Joel is registered as a RR (Registered Representative) and started their career in finance in 2006. Joel has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joel W Zawko, Joel William Zawko, Joel Zawko

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

FAST EXECUTION SERVICES LLC·CRD# 306649
BD
1. 141 W Jackson Suite 1650, Chicago, IL 606022. 425 S Financial Place Suite 3650, Chicago, IL 60605
August 6, 2020 - Present
DV SECURITIES, LLC·CRD# 284804
BD
Chicago, IL
November 1, 2017 - January 2, 2018
OPTIVER US LLC·CRD# 128030
BD
Chicago, IL
July 12, 2012 - January 4, 2017
TITLE SECURITIES, INC.·CRD# 30057
BD
Chicago, IL
June 16, 2011 - June 15, 2012
JUMP TRADING, LLC·CRD# 106124
BD
Chicago, IL
September 8, 2008 - May 2, 2011
GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CRD# 39805
BD
Geneva, IL
November 20, 2007 - February 4, 2008
MELVIN SECURITIES, L.L.C.·CRD# 29767
BD
Chicago, IL
August 16, 2007 - October 31, 2007
LASALLE CAPITAL, L.L.C.·CRD# 133526
BD
Chicago, IL
September 6, 2006 - May 29, 2007

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Current Firm

FE
FAST EXECUTION SERVICES LLC

FAST EXECUTION SERVICES LLC

CRD#: 306649 / SEC#: 8-70471
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S Financial Place Suite 3650, Chicago, IL 60605

Mailing Address

425 S Financial Place Suite 3650, Chicago, IL 60605

Phone Number

(312) 608-0331

Established

Delaware since 08/29/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SCALP TRADE HOLDINGS LPHOLDING COMPANY—
ZAWKO, JOEL WILLIAMCEO/CCO2724249

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(11/5/2020)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 2011About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2006

Series 7 — General Securities Representative Examination

Passed Apr 2006About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Oct 2021About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Joel William Zawko's CRS (Customer Relationship Summary).

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