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MK

Mary R. King

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CRD#: 272399
MK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary Ramsey King, who also goes by Mary R King, Mary Jeanne Knight, Mary Jeanne Ramsey, was a registered financial professional .

Mary is a previously registered financial professional and started their career in finance in 1970. Mary had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mary R King | Mary Jeanne Knight | Mary Jeanne Ramsey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 27, 1992 - January 3, 2017

M. RAMSEY KING SECURITIES, INC.

BD
CRD#: 29318
BURR RIDGE, IL
Past

May 2, 1983 - July 16, 1986

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

January 7, 1983 - May 17, 1983

HAAS SECURITIES CORPORATION

BD
CRD#: 2104
Past

July 10, 1980 - April 16, 1982

BACON, WHIPPLE & CO.

BD
CRD#: 67
Past

June 23, 1978 - May 11, 1980

WILLIAM BLAIR

BD
CRD#: 1252
Past

July 15, 1977 - May 15, 1978

WEEDEN & CO.

BD
CRD#: 878
Past

September 18, 1973 - July 14, 1977

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Past

September 19, 1972 - November 19, 1973

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

May 11, 1972 - September 28, 1972

BLYTH EASTMAN DILLON & CO. INCORPORATED

BD
CRD#: 6361
Past

February 11, 1972 - May 13, 1972

BWA INC

BD
CRD#: 1000002
Past

September 9, 1970 - January 9, 1972

BLYTH EASTMAN DILLON & CO. INCORPORATED

BD
CRD#: 6361

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/19/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/23/1992
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 8/28/1970
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/26/1992
General Securities Principal Examination

Current Firm

MR
M. RAMSEY KING SECURITIES, INC.
M. RAMSEY KING SECURITIES, INC.

CRD#: 29318 / SEC#: , 8-44171

BD
Terminated by SEC on 02/19/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 10/07/1991
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KING, MARY RAMSEYCEO, PRESIDENT272399
COLEMAN, MICHELLE CONDONEXECUTIVE VICE PRESIDENT1666851
KING, TERESA ANNCHIEF COMPLIANCE OFFICER2189689
TURKOWSKI, STEVEN EDWARDCHIEF FINANCIAL OFFICER4331711

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

M. RAMSEY KING SECURITIES, INC.

CRD#: 29318

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