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Mary Ramsey King

CRD# 272399·Registered 1970 - 2017
Previously Registered: Being a previously registered professional could mean that Mary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mary Ramsey King, who also goes by Mary R King, Mary Jeanne Knight, Mary Jeanne Ramsey, was a registered financial advisor. Mary was a previously registered financial professional and started their career in finance 1970 - 2017. Mary had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary R King, Mary Jeanne Knight, Mary Jeanne Ramsey

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

56 years in the financial services industry

Current & Past Employments

M. RAMSEY KING SECURITIES, INC.·CRD# 29318
BD
Burr Ridge, IL
October 27, 1992 - January 3, 2017
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
May 2, 1983 - July 16, 1986
HAAS SECURITIES CORPORATION·CRD# 2104
BD
January 7, 1983 - May 17, 1983
BACON, WHIPPLE & CO.·CRD# 67
BD
July 10, 1980 - April 16, 1982
WILLIAM BLAIR·CRD# 1252
BD
June 23, 1978 - May 11, 1980
WEEDEN & CO.·CRD# 878
BD
July 15, 1977 - May 15, 1978
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
September 18, 1973 - July 14, 1977
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
September 19, 1972 - November 19, 1973
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
May 11, 1972 - September 28, 1972
BWA INC·CRD# 1000002
BD
February 11, 1972 - May 13, 1972
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
September 9, 1970 - January 9, 1972

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Current Firm

MR
M. RAMSEY KING SECURITIES, INC.

M. RAMSEY KING SECURITIES, INC.

CRD#: 29318 / SEC#: 8-44171
BD
Terminated by SEC on 02/19/2017

Contact Information

Established

Illinois since 10/07/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KING, MARY RAMSEYCEO, PRESIDENT272399
COLEMAN, MICHELLE CONDONEXECUTIVE VICE PRESIDENT1666851
KING, TERESA ANNCHIEF COMPLIANCE OFFICER2189689
TURKOWSKI, STEVEN EDWARDCHIEF FINANCIAL OFFICER4331711

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1992About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Aug 1970

Series 24 — General Securities Principal Examination

Passed May 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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