Russell J. Lomuscio
Professional summary
Russell James Lomuscio, CFP®, who also goes by Russell J Lomuscio, Russell James Lomuscio, Russell Lomuscio, is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Russell is registered as a RR (Registered Representative) and started their career in finance in 1999. Russell has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Russell James Lomuscio's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
December 15, 2020 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240March 14, 2019 - January 30, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 15, 2019 - January 21, 2020
FIDELITY BROKERAGE SERVICES LLC
January 24, 2014 - September 20, 2018
PARK AVENUE SECURITIES LLC
January 7, 2014 - September 20, 2018
PARK AVENUE SECURITIES LLC
November 4, 2013 - December 9, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 11, 2013 - December 9, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 1, 2006 - May 22, 2006
VARIANT TRADING INSTITUTIONAL GROUP, INC.
February 27, 2003 - March 6, 2006
WESTMINSTER RESEARCH ASSOCIATES LLC
January 17, 2002 - August 7, 2002
A. G. EDWARDS & SONS, INC.
June 5, 2000 - January 4, 2002
ROCHDALE SECURITIES LLC
October 1, 1999 - January 26, 2000
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2020)
Exams
FINRA
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
