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Matthew Neil Kalani Fries

INLAND SECURITIES
OAK BROOK, IL
·CRD# 2723824·28 years experience

Professional Summary

Matthew Neil Kalani Fries, who also goes by Matthew Neil Fries, is a registered financial advisor currently at INLAND SECURITIES CORPORATION located in Oak Brook, Illinois. Matthew is registered as a RR (Registered Representative) and started their career in finance in 1998. Matthew has worked at 21 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 52TO, SIE, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Neil Fries

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

INLAND SECURITIES CORPORATION·CRD# 15807
BD
2901 Butterfield Road, Oak Brook, IL 60523
February 19, 2026 - Present
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
St Cloud, MN
April 23, 2024 - September 5, 2025
AVANTAX PLANNING PARTNERS, INC.·CRD# 106237
RIA
St Cloud, MN
April 23, 2024 - January 8, 2026
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
April 23, 2024 - September 5, 2025
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
St Cloud, MN
June 29, 2023 - January 8, 2026
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
St. Cloud, MN
February 23, 2016 - November 9, 2016
INVESTORS CAPITAL CORP.·CRD# 30613
BD
St. Cloud, MN
February 23, 2016 - November 9, 2016
LEGEND EQUITIES CORPORATION·CRD# 30999
BD
St. Cloud, MN
February 23, 2016 - December 31, 2016
GIRARD SECURITIES, INC.·CRD# 18697
BD
St Cloud, MN
February 23, 2016 - November 1, 2017
SUMMIT BROKERAGE SERVICES, INC.·CRD# 34643
BD
St Cloud, MN
February 23, 2016 - December 3, 2019
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
St Cloud, MN
February 23, 2016 - September 8, 2022
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
St Cloud, MN
September 17, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
St Cloud, MN
September 17, 2015 - January 8, 2026
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
St Cloud, MN
September 17, 2015 - January 8, 2026
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
St Cloud, MN
September 17, 2015 - January 8, 2026
CETERA ADVISORS LLC·CRD# 10299
BD
St Cloud, MN
September 17, 2015 - January 8, 2026
QUESTAR ASSET MANAGEMENT, INC.·CRD# 133358
RIA
Minneapolis, MN
January 29, 2014 - August 21, 2015
QUESTAR CAPITAL CORPORATION·CRD# 43100
BD
Minneapolis, MN
June 25, 2007 - August 21, 2015
WORTHMARK ALLIANCE VIII, LLC·CRD# 121783
BD
St. Paul, MN
April 7, 2006 - November 22, 2006
CRI SECURITIES, LLC·CRD# 22589
BD
St Paul, MN
July 29, 1999 - May 29, 2007
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St Paul, MN
June 25, 1999 - May 29, 2007
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
October 1, 1998 - May 26, 1999

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Current Firm

IS
INLAND SECURITIES CORPORATION

INCOR SECURITIES CORPORATION | INTERVEST NATIONAL SECURITIES CORPORATION | INLAND SECURITIES CORPORATION

CRD#: 15807 / SEC#: 8-32775
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

2901 Butterfield Road, Oak Brook, IL 60523

Mailing Address

2901 Butterfield Road, Oak Brook, IL 60523

Phone Number

(630) 218-8000

Established

Delaware since 08/14/1984

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
INLAND REAL ESTATE INVESTMENT CORPORATIONCORPORATION—
CHERESO, ANTHONY JOSEPHDIRECTOR5289928
HRTANEK, CATHLEEN MAY-ORBANDIRECTOR7886681
INGERSOLL, THADDEUS WINTHROPCHIEF COMPLIANCE OFFICER2616975
KASPRZAK, DAVID EDWARDPRINCIPAL, EXECUTIVE VICE PRESIDENT2651202
LYNCH, CATHERINE LYNNCHIEF FINANCIAL OFFICER & DIRECTOR2584621

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(2/19/2026)
RR
Minnesota
(2/19/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1998About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Sep 1999

Series 7 — General Securities Representative Examination

Passed Sep 1998About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2001About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Jun 2001About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed May 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Neil Kalani Fries's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MF
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