Laura M. Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura Mccauley Kane, who also goes by Laura Kathleen Kane, Laura Kathleen Mccauley, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 1997. Laura had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2011 - December 17, 2012
AMERICAN CAPITAL MANAGEMENT, INC.
January 4, 2011 - October 22, 2012
AMERICAN EQUITY INVESTMENT CORPORATION
July 19, 2005 - January 9, 2009
FIFTH THIRD SECURITIES, INC.
July 1, 2005 - January 9, 2009
FIFTH THIRD SECURITIES, INC.
August 13, 1997 - June 24, 2005
J.J.B. HILLIARD, W.L. LYONS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN CAPITAL MANAGEMENT, INC.
CRD#: 122452 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 435 |
| AUM (Assets Under Management) | $ 78,724,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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