RG
Richard D. Godfrey
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Billings, MT 59102
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CRD#: 2723219
RG
Professional summary
Richard Dean Godfrey, who also goes by Rick Godfrey, Rick Godfrey Sr, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Billings, Montana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Bradenton, Florida.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rick Godfrey | Rick Godfrey Sr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SmartPro Financial, 6710 PROFESSIONAL PARKWAY W STE 305, Sarasota, FL 34240. 9/15/2017. Owner/AGENT INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/WK-2/TRADING.
2.SMARTVESTOR COUNCIL MEMBER, 1749 MALLORY LN, BRENTWOOD, TN, 4/2017. MEET WITH DAVE RAMSEY'S SMARTVESTOR COUNCIL TO DISCUSS MARKETING IDEAS AND GENERAL INDUSTRY UPDATES. NIR - 8/YR - 0/TRADING.
3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/03/20
CRS (Client Relationship Summary) - RIA
Click below to view Richard Dean Godfrey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 3, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 1925 Grand Ave., Billings, MT 59102Office #2: 7970 Cooper Creek Blvd., Bradenton, FL 34201Office #3: 7076 W Birch Point Loop, Brimley, MI 49715RIA
CRD#: 134139
Billings, MT
Current
September 12, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7970 Cooper Creek Blvd., Bradenton, FL 34201Office #2: 1925 Grand Ave, Billings, MT 59102Office #3: 7076 W Birch Point Loop, Brimley, MI 49715BD
CRD#: 39543
Bradenton, FL
Past
June 15, 2017 - October 2, 2017
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Sarasota, FL
Past
January 20, 2009 - June 23, 2017
CCF INVESTMENTS, INC.
BD
CRD#: 136571
SARASOTA, FL
Past
June 3, 1996 - January 21, 2009
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/15/2022)
RR
Arizona(9/15/2022)
RR
California(3/3/2023)
RR
Florida(9/12/2017)
IAR
Florida(6/3/2020)
RR
Georgia(9/12/2017)
RR
Idaho(3/11/2021)
RR
Illinois(1/2/2025)
RR
Indiana(1/2/2025)
RR
Iowa(6/13/2024)
RR
Michigan(9/12/2017)
IAR
Michigan(2/13/2023)
RR
Mississippi(6/10/2021)
RR
Missouri(1/26/2022)
RR
Montana(9/12/2017)
IAR
Montana(2/19/2021)
RR
Nevada(7/13/2020)
RR
New Hampshire(9/24/2021)
RR
New Jersey(9/15/2022)
RR
New York(9/15/2022)
RR
North Carolina(6/17/2019)
RR
North Dakota(1/2/2025)
RR
Oklahoma(1/2/2025)
RR
Pennsylvania(9/15/2022)
RR
South Carolina(8/17/2021)
RR
Tennessee(1/19/2018)
RR
Texas(8/23/2022)
IAR
Texas(8/23/2022)
RR
Utah(9/30/2021)
RR
Virginia(6/10/2021)
RR
West Virginia(1/2/2025)
RR
Wyoming(9/12/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Billings, MT 59102TRUST BUT VERIFY
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