Gilead Bordoley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilead Bordoley, who also goes by Gil Bordoley, was a registered financial professional .
Gilead is a previously registered financial professional and started their career in finance in 1996. Gilead had worked at 9 firms and has passed the Series 63, Series 65, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2011 - May 7, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
February 18, 2003 - March 26, 2004
GUNNALLEN FINANCIAL, INC
January 2, 2002 - February 25, 2003
FIRST SECURITY INVESTMENTS, INC.
November 27, 2001 - January 14, 2002
SANDS BROTHERS & CO., LTD.
April 16, 2001 - November 21, 2001
BLUESTONE CAPITAL CORP.
April 30, 1999 - November 21, 2001
INVESTSCAPE INC.
June 23, 1998 - February 3, 1999
LADENBURG THALMANN & CO. INC.
January 15, 1997 - June 29, 1998
MERIT CAPITAL ASSOCIATES, INC.
June 5, 1996 - December 19, 1996
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/16/2000
Limited Representative-Equity Trader ExamCurrent Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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