Daniel T. Healy
Professional summary
Daniel Timothy Healy is a registered financial professional currently at SG AMERICAS SECURITIES, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 13 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Timothy Healy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2011 - Present
SG AMERICAS SECURITIES, LLC
Office #1: 245 Park Avenue, New York, NY 10167September 11, 2009 - June 7, 2011
NATWEST MARKETS SECURITIES INC.
March 21, 2006 - September 11, 2009
ABN AMRO INCORPORATED
October 21, 2005 - March 15, 2006
CHASE INVESTMENT SERVICES CORP.
September 29, 2003 - October 14, 2005
SALOMON GREY FINANCIAL CORPORATION
April 26, 2002 - May 5, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 10, 2000 - April 22, 2002
HERZOG, HEINE, GEDULD, LLC
July 30, 1999 - April 12, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 5, 1998 - April 7, 2000
JWGENESIS SECURITIES, INC.
November 5, 1996 - May 18, 1998
SCHONFELD SECURITIES, LLC
July 10, 1996 - November 5, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
June 6, 1996 - July 15, 1996
RENAISSANCE FINANCIAL SECURITIES CORP.
March 29, 1996 - May 29, 1996
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/22/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 12/21/1998
General Securities Sales Supervisor Examination (Options Module & General Module)BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SG AMERICAS SECURITIES, LLC
CRD#: 128351 / SEC#: , 8-66125
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG AMERICAS SECURITIES HOLDINGS, LLC | DIRECT OWNER | |
| CARTIER, SYLVAIN | CO - CHIEF EXECUTIVE OFFICER | 6390499 |
| GERLESITS, WILLIAM R | CHIEF COMPLIANCE OFFICER | 5457051 |
| O'KEEFE, THOMAS WILLIAM | PRINCIPAL FINANCIAL OFFICER | 3054453 |
| VAN HAUWERMEIREN, GUIDO MARIA | CO - CHIEF EXECUTIVE OFFICER | 5974025 |
| WALSH, MICHAEL PATRICK | PRINCIPAL OPERATIONS OFFICER | 1060871 |
| ZIELINSKI, GREGORY W | CHIEF OPERATING OFFICER | 2384242 |
Disclosures
| Regulatory Event | 114 |
| Criminal | 1 |
| Arbitration | 1 |
Red Flags
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