LJ
Luis E. Jocelyn-holt
UCAP AMERICAS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2721821
LJ
Professional summary
Luis Enrique Jocelyn-holt, who also goes by Luis E Jocelynholt, Luis Enrique Jocelynholt, is a registered financial advisor currently at UCAP AMERICAS located in Miami, Florida and UCAP AMERICAS located in Miami, Florida.
Luis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Luis has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Luis E Jocelynholt | Luis Enrique Jocelynholt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.ENRIQUE IS A DIRECTOR AT FRIENDS OF THE CATHOLIC UNIVERSITY IN CHILE, INC.- A U.S.NON-PROFIT ORGANIZATION DEDICATED TO PROMOTING HIGHER EDUCATION IN CHILE BY PROVIDING ASSISTANCE TO THE CATHOLIC UNIVERSITY OF CHILE. TITLE: BOARD MEMBER; RENUMERATION: NONE; TIME DEDICATED TO THIS ACTIVITY: PARTICIPATE IN 2 MEETINGS PER YEAR. 2.Enrique is a registered representative at UCAP Securities, LLC, a registered broker-dealer. UCAP Securities, LLC is an affiliated entity with UCAP Asset Management LLC. Enrique is a Financial Advisor at UCAP Asset Management LLC, an affiliated Investment Advisor Firm; investment related. Conflict of interests may take place when trades executed for advisory clients' portfolio being directed to UCAP Securities LLC. UCAP Asset Management, LLC Compliance Manual addresses this and other applicable potential conflicts of interests with respective policies and procedures in place. In general, IAR does not receive additional compensation for directing trades to the affiliated broker-dealer. 3. Activo Capital LLC: Owner, SEC registered investment advisor created for future business use. Currently dormant. Start 9/2020. Spends 0hrs./mo. 4. Activo Advisors LLC: Owner, Entity created for future business use. Currently dormant. Start 10/2020. Spends 0hrs./mo. This entity may terminate in the near future. 5. Activo Holdings- Owner, entity created as a holding company of Activo Capital and Activo Advisors. Currently dormant and has no ownership of Activo Capital and Activo Advisors. Start 10/2020. Spends 0hrs./mo 6. Northstar Mortgage Investment Inc.- Passive investor in this entity, he does not sell their products nor receive any commissions, 0 time spent on this activity. 7. Upaya Holdings Inc.- Passive investor, plant based therapeutical medical company, he does not sell their products nor receive any commissions, 0 time spent on this activity. 8. OBE Power- Passive investor, this company provides EV charging solutions, he does not sell their products nor receive any commissions, 0 time spent on this activity. 9. Republica del Cucuy LLC- Passive investor, this company manufactures liquor called cucuy, under the name of Verdor, he does not sell their products nor receive any commissions, 0 time spent on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Luis Enrique Jocelyn-holt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2025 - Present
UCAP AMERICAS
Office #1: 1221 Brickell Avenue Suite 2040, Miami, FL 33131RIA
CRD#: 170846
Miami, FL
Current
July 16, 2025 - Present
UCAP AMERICAS
Office #1: 1221 Brickell Avenue Suite 2040, Miami, FL 33131BD
CRD#: 173643
Miami, FL
Past
April 20, 2021 - July 22, 2025
INSIGNEO ADVISORY SERVICES, LLC
RIA
CRD#: 282589
Palmetto Bay, FL
Past
July 14, 2020 - July 22, 2025
INSIGNEO SECURITIES, LLC
BD
CRD#: 29249
MIAMI, FL
Past
August 27, 2009 - December 5, 2019
EFG CAPITAL INTERNATIONAL
BD
CRD#: 40118
MIAMI, FL
Past
July 10, 1998 - September 1, 1999
IAI SECURITIES, INC.
BD
CRD#: 27917
MINNEAPOLIS, MN
Past
July 11, 1996 - July 9, 1997
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UCAP AMERICAS
UCAP AMERICAS | UNION CAPITAL GROUP | UCAPAMERICAS | UCAP ASSET MANAGEMENT LLC
CRD#: 170846 / SEC#: 801-79625
RIA
Registered Investment Advisory firm - (5/6/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(7/16/2025)
IAR
Florida(7/18/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UA
UCAP AMERICAS
UCAP AMERICAS | UNION CAPITAL GROUP | UCAPAMERICAS | UCAP ASSET MANAGEMENT LLC
CRD#: 170846 / SEC#: 801-79625
RIA
Registered Investment Advisory firm - (5/6/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1221 Brickell Avenue Suite 2040, Miami, FL 33131
Mailing Address
1221 Brickell Ave Suite 2040, Miami, FL 33131
Phone number
(646) 809-3600
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 178 |
| AUM (Assets Under Management) | $ 165,941,851 |
Red Flags
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Company Information
UCAP AMERICAS
CRD#: 170846Miami, FL 33131TRUST BUT VERIFY
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