Brett D. Stanton

FUSION FAMILY WEALTH

Woodbury, NY 11797

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CRD#: 2721237

Professional summary

Brett Douglas Stanton is a registered financial advisor currently at FUSION FAMILY WEALTH, LLC located in Woodbury, New York.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brett has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 25, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Douglas Stanton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2021 - Present

FUSION FAMILY WEALTH, LLC

Office #1: 88 Froehlich Farm Boulevard Suite 401, Woodbury, NY 11797

RIA

CRD#: 168254

Woodbury, NY

Past

April 15, 2016 - November 11, 2016

CONSOLIDATED PORTFOLIO REVIEW CORP

RIA

CRD#: 112694

LOCUST VALLEY, NY

Past

June 7, 2011 - November 11, 2016

IMPACTU.INVESTMENTS, LLC

CRD#: 122696

WOODBURY, NY

Past

December 1, 2005 - October 29, 2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

June 1, 1999 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

March 20, 1999 - June 15, 1999

BNY CLEARING SERVICES LLC

CRD#: 15879

MILWAUKEE, WI

Past

June 22, 1998 - December 8, 1998

MURIEL SIEBERT & CO., LLC

CRD#: 5376

NEW YORK, NY

Past

November 22, 1996 - April 21, 1997

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

October 2, 1996 - November 14, 1996

JEFFERIES EXECUTION SERVICES, INC.

CRD#: 867

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FUSION FAMILY WEALTH, LLC

FUSION FAMILY WEALTH, LLC | TACTICAL ADVISOR 11, LLC

CRD#: 168254 / SEC#: 801-78339

RIA

Registered Investment Advisory firm - (7/25/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/6/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/11/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/22/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 25

Date: 10/19/1999

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7

Date: 10/1/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/1/2007

General Securities Principal Examination

Current Firm

FUSION FAMILY WEALTH, LLC

FUSION FAMILY WEALTH, LLC | TACTICAL ADVISOR 11, LLC

CRD#: 168254 / SEC#: 801-78339

RIA

Registered Investment Advisory firm - (7/25/2013 Approved)

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Contact information

Main Address

88 Froehlich Farm Boulevard Suite 401, Woodbury, NY 11797

Mailing Address

Phone number

(516) 206-1320

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FUSION FAMILY WEALTH ADV 2A (2/14/2025)

Regulatory assets under management

Total Number of Accounts	1,299
AUM (Assets Under Management)	$ 1,201,682,793

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
07/25/2024	Cover Page	Report
03/19/2024	Cover Page	Report
03/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brett D. Stanton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Douglas Stanton's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONSOLIDATED PORTFOLIO REVIEW CORP

IMPACTU.INVESTMENTS, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

BNY CLEARING SERVICES LLC

MURIEL SIEBERT & CO., LLC

HAPOALIM SECURITIES USA, INC.

JEFFERIES EXECUTION SERVICES, INC.

Primary Firm SEC Registration

FUSION FAMILY WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/6/2012

Series 63

Date: 12/21/1999

SIE

Date: 11/11/2016

Series 55

Date: 10/22/2007

Series 25

Date: 10/19/1999

Series 7

Date: 10/1/1996

Series 24

Date: 5/1/2007

Current Firm

FUSION FAMILY WEALTH, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FUSION FAMILY WEALTH, LLC

TRUST BUT VERIFY

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