Stromme J. Granville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stromme J Granville, who also goes by Junius Carr, Jay Granville, Junius Carr Granville, Stromme Junius Carr Granville Jr, Stromme J Granville Jr, Stromme Granville, was a registered financial professional .
Stromme is a previously registered financial professional and started their career in finance in 1996. Stromme had worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2023 - June 28, 2024
HOLD BROTHERS CAPITAL LLC
January 22, 2021 - July 19, 2021
E*TRADE SECURITIES LLC
March 4, 2019 - April 15, 2020
HOLD BROTHERS CAPITAL LLC
October 28, 2014 - December 12, 2017
WELLS FARGO CLEARING SERVICES, LLC
May 10, 2013 - February 26, 2014
PHX FINANCIAL, INC.
May 26, 2009 - May 20, 2013
JOHN THOMAS FINANCIAL
July 18, 2007 - November 3, 2008
TAFFERER TRADING, LLC
August 2, 2006 - November 3, 2006
THINKEQUITY LLC
September 16, 2005 - February 13, 2006
INTEGRITY TRADING, INC.
November 29, 2004 - July 19, 2005
INTEGRITY TRADING, INC.
June 10, 2004 - October 4, 2004
SUNSTATE EQUITY TRADING
April 18, 1996 - August 28, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 8/22/2023
Securities Trader ExamSeries 55
Date: 1/4/2005
Limited Representative-Equity Trader ExamCurrent Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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