David Reyes

REYES FINANCIAL ARCHITECTURE

San Diego, CA 92122

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CRD#: 2720768

Professional summary

David Reyes, CFP®, who also goes by David Reyes Jr, is a registered financial advisor currently at REYES FINANCIAL ARCHITECTURE INC. located in San Diego, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Reyes Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fixed Insurance, San Diego, CA, Investment Related, Fixed Insurance Sales, Insurance licensed, Start Date 12/28/2001, 10 hours or less devoted per month, 10 hours or less devoted per month during securities trading hours, fixed insurance sales 2) Book Author, San Diego, CA, Investment Related, author and/or co-author of financial related books, author and/or co-author, 0 hours per month devoted, 0 hours per month devoted during securities trading hours, write chapters in books 3) Mortgage Loan Originator Licensed, Not investment related, Active license held but not actively engaging in any business related to this license, 0 hours per month devoted, 0 hours per month devoted during securities holding.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Reyes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

June 22, 2010 - Present

REYES FINANCIAL ARCHITECTURE INC.

Office #1: 4660 La Jolla Village Drive Suite 725, San Diego, CA 92122

RIA

CRD#: 153194

San Diego, CA

Past

October 21, 2005 - June 30, 2006

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

SAN DIEGO, CA

Past

October 21, 2005 - June 30, 2006

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

May 30, 2001 - July 11, 2005

QA3 FINANCIAL LLC

RIA

CRD#: 104957

SAN DIEGO, CA

Past

May 29, 2001 - July 11, 2005

QA3 FINANCIAL CORP.

CRD#: 14754

OMAHA, NE

Past

December 18, 1998 - May 29, 2001

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

October 7, 1996 - August 19, 1998

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

July 8, 1996 - December 18, 1998

ARAGON FINANCIAL SERVICES, INC.

CRD#: 16023

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REYES FINANCIAL ARCHITECTURE INC.

CRD#: 153194 / SEC#: 801-125730

RIA

Registered Investment Advisory firm - (5/25/2022 Approved)

California

Registered Investment Advisory firm - (7/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/14/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/22/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/10/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/3/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

REYES FINANCIAL ARCHITECTURE INC.

CRD#: 153194 / SEC#: 801-125730

RIA

Registered Investment Advisory firm - (5/25/2022 Approved)

California

Registered Investment Advisory firm - (7/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/14/2022 Terminated)

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Contact information

Main Address

4660 La Jolla Village Drive Suite 725, San Diego, CA 92122

Mailing Address

Phone number

(858) 597-1966

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RFA FORM ADV PART 2A DATED 04.22.2022 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	485
AUM (Assets Under Management)	$ 156,788,344

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David Reyes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Reyes's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

NATIONAL PLANNING CORPORATION

VOYA FINANCIAL ADVISORS, INC.

ARAGON FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

REYES FINANCIAL ARCHITECTURE INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/2010

Series 63

Date: 6/4/1996

Series 7

Date: 7/10/1999

Series 6

Date: 7/3/1996

Current Firm

REYES FINANCIAL ARCHITECTURE INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REYES FINANCIAL ARCHITECTURE INC.

TRUST BUT VERIFY

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