Scott R. Friedman
Professional summary
Scott Robert Friedman, CFP®, who also goes by Scott Friedman, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Jupiter, Florida and TRUIST INVESTMENT SERVICES, INC. located in Jupiter, Florida.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Scott has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Robert Friedman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 150 S Us Highway 1 Fl 4, Jupiter, FL 33477April 15, 2016 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 150 S Us Highway 1 Fl 4, Jupiter, FL 33477April 21, 2016 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 1, 2000 - April 20, 2016
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - April 20, 2016
WELLS FARGO CLEARING SERVICES, LLC
March 17, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
November 15, 1996 - April 21, 1998
NOBLE CAPITAL MARKETS, INC.
July 30, 1996 - October 30, 1996
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2024)
(4/15/2016)
(4/15/2016)
(4/15/2016)
(11/7/2019)
(4/15/2016)
(8/3/2022)
(4/15/2016)
(9/7/2016)
(4/15/2016)
(4/15/2016)
(4/15/2016)
(10/23/2025)
(4/15/2016)
(4/15/2016)
(1/2/2020)
(4/15/2016)
(4/15/2016)
(4/3/2024)
(7/6/2022)
(4/15/2016)
(4/15/2016)
(4/28/2016)
(6/3/2019)
(4/15/2016)
(4/12/2017)
(2/11/2019)
(10/5/2018)
(1/17/2019)
(4/15/2016)
(3/13/2017)
(9/11/2024)
(6/15/2021)
(4/15/2016)
(4/15/2016)
(9/29/2020)
(10/6/2021)
(10/6/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Jupiter, FL 33477TRUST BUT VERIFY
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