Oded U. Margulies
Professional summary
Oded Udi Margulies, who also goes by Oded Margulies, Odied Margulies, Udi Oded Margulies, Udi Margulies, is a registered financial professional currently at RABO SECURITIES USA, INC. located in New York, New York.
Oded is registered as a RR (Registered Representative) and started their career in finance in 1996. Oded has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Oded Udi Margulies's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2022 - Present
RABO SECURITIES USA, INC.
Office #1: 151 West 42nd Street 8th Floor, New York, NY 10036August 8, 2016 - December 8, 2020
SCOTIA CAPITAL (USA) INC.
November 16, 2012 - August 5, 2016
HSBC SECURITIES (USA) INC.
September 22, 2008 - July 12, 2012
BARCLAYS CAPITAL INC.
July 11, 2002 - September 22, 2008
LEHMAN BROTHERS INC.
February 20, 1998 - July 3, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 1996 - September 18, 1997
LEHMAN BROTHERS INC.
March 27, 1996 - November 20, 1996
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
RABO SECURITIES USA, INC.
CRD#: 122657 / SEC#: , 8-65525
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UTRECHT-AMERICA HOLDINGS, INC | SOLE SHAREHOLDER | |
| AMIN, SHREYA | SECRETARY | 7368182 |
| BASSETT, DAVID FRANCIS | CHAIRMAN | 2802027 |
| CHESTER, WILLIAM PETER | DIRECTOR | 5868288 |
| DEMAZURE PELLETIER, CHRISTINE MARIE | DIRECTOR | 5481370 |
| KITTEL, CHRISTOPHER FREDERICK | CHIEF COMPLIANCE OFFICER | 2718043 |
| KORMANEK, SHAWN PATRICK | DIRECTOR | 7310810 |
| LAMPER, KATHERINE S | DIRECTOR | 5202959 |
| LAZAROV, DUSAN OBRAD | DIRECTOR | 7904295 |
| MARTENS, ANDREA MARIE | FINANCIAL AND OPERATIONS PRINCIPAL | 1187593 |
| PASDAR, NADER | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4702711 |
Red Flags
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