Rodolfo A. Argosino

AE WEALTH MANAGEMENT

San Francisco, CA 94108

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CRD#: 2720277

Professional summary

Rodolfo Allan Troy Argosino, who also goes by Allan Troy Argosino, Rodolfoallan Troy Argosino, Allan Argosino, Rodolfo Allan Troy Argosino, Rodolfo Allan Troy Argosino, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in San Francisco, California.

Rodolfo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Rodolfo has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allan Troy Argosino | Rodolfoallan Troy Argosino | Allan Argosino | Rodolfo Allan Troy Argosino | Rodolfo Allan Troy Argosino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Allan Argosino - Sole proprietor; investment-related; 300 16th Ave #4016 San Francisco CA 94118; Insurance Agent, since 01/2019; approximately 50 hours per month; sales of insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodolfo Allan Troy Argosino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2025 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 650 California St. 7th Floor, San Francisco, CA 94108

RIA

CRD#: 282580

San Francisco, CA

Past

July 22, 2024 - January 31, 2025

RUGGIERI WEALTH ADVISORS LLC

RIA

CRD#: 285787

San Francisco, CA

Past

April 24, 2019 - December 31, 2023

AVENTINE WEALTH MANAGEMENT LLC

RIA

CRD#: 300712

SAN FRANCISCO, CA

Past

June 12, 2017 - December 31, 2018

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

San Francisco, CA

Past

May 17, 2017 - December 31, 2018

PRINCIPAL SECURITIES, INC.

CRD#: 1137

San Francisco, CA

Past

June 9, 2015 - December 14, 2016

CRESCITA CAPITAL LLC

RIA

CRD#: 174990

BELLEVUE, WA

Past

January 21, 2010 - February 25, 2015

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN FRANCISCO, CA

Past

January 20, 2010 - February 25, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Past

June 1, 2009 - February 11, 2010

MORGAN STANLEY

RIA

CRD#: 149777

SAN FRANCISCO, CA

Past

June 1, 2009 - February 11, 2010

MORGAN STANLEY

CRD#: 149777

SAN FRANCISCO, CA

Past

December 23, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SAN FRANCISCO, CA

Past

May 27, 2000 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SAN FRANCISCO, CA

Past

July 31, 1996 - May 27, 2000

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/27/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/15/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/29/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/1996

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rodolfo A. Argosino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodolfo Allan Troy Argosino's CRS (Customer Relationship Summary).

Certified licenses

Experience

RUGGIERI WEALTH ADVISORS LLC

AVENTINE WEALTH MANAGEMENT LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

CRESCITA CAPITAL LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

SCHRODER & CO. INC.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/27/2017

Series 65

Date: 12/15/2008

SIE

Date: 4/29/2024

Series 7

Date: 7/30/1996

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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