Teuta Ghilaga
Professional summary
Teuta Ghilaga, who also goes by Tefta Ghilaga, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Teuta is registered as a RR (Registered Representative) and started their career in finance in 1996. Teuta has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Teuta Ghilaga's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2022 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017April 1, 2017 - October 20, 2022
MUFG SECURITIES AMERICAS INC.
September 12, 2013 - April 1, 2017
MUFG AMERICAS CORPORATE ADVISORY, INC.
February 13, 2013 - September 9, 2013
NATIXIS SECURITIES AMERICAS LLC
November 3, 1997 - November 15, 2002
CIBC WORLD MARKETS CORP.
April 2, 1996 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2022)
Exams
FINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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