Bradley C. Ellis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Clarke Ellis was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1996. Bradley had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2012 - January 20, 2017
AMERICAN TRUST INVESTMENT SERVICES, INC.
March 25, 2009 - November 9, 2011
COLORADO FINANCIAL SERVICE CORPORATION
January 19, 2007 - February 26, 2009
CHADBOURN SECURITIES, INC.
September 9, 2004 - December 31, 2006
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
August 14, 1998 - September 1, 2006
LASALLE ST SECURITIES, L.L.C.
March 8, 1996 - August 11, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
