William J. Walsh

BRIDGEPORT ASSET MANAGEMENT.

MADISON, WI 53719

Some features on this profile are disabled

CRD#: 2719107

Professional summary

William Joseph Walsh is a registered financial advisor currently at BRIDGEPORT ASSET MANAGEMENT, LLC. located in Madison, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. William has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WILLIAM WALSH DBA BRIDGEPORT Asset Management, LLC. / MADISON, WI 53719/OWNER/SINCE 2017/INVESTMENT RELATED/INDEPENDENT INSURANCE AGENT/SALES OF FIXED INSURANCE/LESS THAN 5 HOURS PER MONTH DEVOTED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2017 - Present

BRIDGEPORT ASSET MANAGEMENT, LLC.

Office #1: 414 D'onofrio Drive, Suite 220, Madison, WI 53719

RIA

CRD#: 290939

MADISON, WI

Past

July 11, 2013 - November 29, 2017

CABOT LODGE SECURITIES LLC

CRD#: 159712

MADISON, WI

Past

October 3, 2011 - November 29, 2017

CL WEALTH MANAGEMENT LLC

RIA

CRD#: 134922

SCHAUMBURG, IL

Past

October 3, 2011 - July 11, 2013

ALLIED BEACON PARTNERS, INC.

CRD#: 46227

MADISON, WI

Past

October 31, 2005 - September 30, 2011

WORKMAN SECURITIES CORPORATION

RIA

CRD#: 31898

MADISON, WI

Past

October 31, 2005 - September 30, 2011

WORKMAN SECURITIES CORPORATION

CRD#: 31898

MADISON, WI

Past

February 19, 1997 - November 1, 2005

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

April 26, 1996 - February 25, 1997

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/21/2023)

IAR

Wisconsin
(11/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2006

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/27/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/25/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/8/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BRIDGEPORT ASSET MANAGEMENT, LLC.

CRD#: 290939 / SEC#:

Texas

Registered Investment Advisory firm - (2/21/2023 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (11/6/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

414 D'onofrio Drive, Suite 220, Madison, WI 53719

Mailing Address

Phone number

(608) 695-5396

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	143
AUM (Assets Under Management)	$ 26,840,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Emily Soper

PACKERLAND BROKERAGE SERVICES, INC.

IAR

Port Charlotte, FL

Nolan Reynolds

EDELMAN FINANCIAL ENGINES

IAR

COLUMBUS, OH

Cody Anderson

J.P. MORGAN SECURITIES LLC

IAR

UPPER ARLINGTON, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William J. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABOT LODGE SECURITIES LLC

CL WEALTH MANAGEMENT LLC

ALLIED BEACON PARTNERS, INC.

WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES CORPORATION

HARBOUR INVESTMENTS, INC.

WMA SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2006

Series 65

Date: 8/27/1997

Series 63

Date: 3/21/1996

SIE

Date: 11/29/2017

Series 7

Date: 10/19/1999

Series 6

Date: 4/25/1996

Series 26

Date: 8/8/1997

Current Firm

BRIDGEPORT ASSET MANAGEMENT, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRIDGEPORT ASSET MANAGEMENT, LLC.

TRUST BUT VERIFY

Similar Advisors