Jay S. Dworkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Stuart Dworkin was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1996. Jay had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2021 - January 28, 2025
LION STREET FINANCIAL, LLC
April 26, 2021 - August 5, 2021
OSAIC WEALTH, INC.
January 8, 2013 - July 29, 2025
MADISON ADVISORY SERVICES, INC.
February 14, 2006 - August 5, 2021
OSAIC WEALTH, INC.
January 23, 2003 - February 6, 2006
EQUITABLE ADVISORS, LLC
December 19, 2002 - February 6, 2006
EQUITABLE ADVISORS, LLC
April 24, 1996 - December 13, 2001
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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