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DB

David R. Brant

LODAS SECURITIES
MISSION, KS 66202
Some features on this profile are disabled
CRD#: 2718478
DB

Professional summary

David Robert Brant, who also goes by David Brant, is a registered financial professional currently at LODAS SECURITIES, LLC located in Mission, Kansas and GILMARTIN FINANCIAL located in Larkspur, California.

David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 31 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

David Brant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Robert Brant's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 22, 2022 - Present

LODAS SECURITIES, LLC

Office #1: 5800 Foxridge Drive Suite 306, Mission, KS 66202
BD
CRD#: 313056
MISSION, KS
Current

May 2, 2022 - Present

GILMARTIN FINANCIAL

Office #1: 60 E Sir Francis Drake Blvd., Suite 208, Larkspur, CA 94939
BD
CRD#: 312622
Larkspur, CA
Current

May 23, 2022 - Present

VEST SECURITIES, LLC

Office #1: 8350 Broad Street Suite 240, Mclean, VA 22101
BD
CRD#: 317379
Mclean, VA
Current

July 21, 2022 - Present

WALTER GREENBLATT & ASSOCIATES, LLC

Office #2: 325 St. Marks Avenue, Brooklyn, NY 11238
BD
CRD#: 129291
Brooklyn, NY
Current

October 14, 2022 - Present

NORTH INLET ADVISORS, LLC

Office #1: 2115 Rexford Rd Suite 224, Charlotte, NC 28211
BD
CRD#: 154297
Charlotte, NC
Current

November 3, 2022 - Present

WISDOMTREE SECURITIES, INC.

Office #1: 250 West 34th Street 3rd Floor, New York, NY 10119
BD
CRD#: 317624
NEW YORK, NY
Current

February 14, 2023 - Present

RUFFER LLC

Office #1: 300 Park Avenue Suite 1710, New York, NY 10022
BD
CRD#: 322523
New York, NY
Current

April 4, 2023 - Present

RONDEIVU SECURITIES, LLC

Office #1: 354 Pequot Avenue, Southport, CT 06890Office #2: 354 Pequot Avenue, Southport, CT 06890
BD
CRD#: 321162
Southport, CT
Current

May 10, 2023 - Present

PNFP CAPITAL MARKETS, INC.

Office #1: 21 Platform Way South Suite 2300, Nashville, TN 37203
BD
CRD#: 179528
Nashville, TN
Current

June 2, 2023 - Present

TRADESK SECURITIES, INC.

Office #1: 830 Morris Turnpike Suite 401, Short Hills, NJ 07078
BD
CRD#: 321643
Short Hills, NJ
Current

September 1, 2023 - Present

LOCKTON RE CAPITAL MARKETS, LLC

Office #1: 261 Fifth Avenue 10th Floor, New York, NY 10016
BD
CRD#: 323110
NEW YORK, NY
Current

October 4, 2023 - Present

LIVINGFREE SECURITIES, LLC

Office #1: 443 N. Clark Street, Chicago, IL 60654
BD
CRD#: 325166
Chicago, IL
Current

January 4, 2024 - Present

FENCHURCH PARTNERS, LP

Office #1: 280 Park Avenue 3rd Floor, New York, NY 10017
BD
CRD#: 321750
New York, NY
Current

March 1, 2024 - Present

S.L. REED & COMPANY

Office #1: 11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025-3346
BD
CRD#: 40744
Los Angeles, CA
Current

March 11, 2024 - Present

MUTUAL OF AMERICA SECURITIES LLC

Office #1: 320 Park Avenue, New York, NY 10022
BD
CRD#: 27878
New York, NY
Current

August 22, 2024 - Present

WILTON RE DISTRIBUTORS LLC

Office #1: 4840 N. River Blvd Ne Suite 400, Cedar Rapids, IA 52411Office #2: 4840 N. River Blvd Ne Suite 400, Cedar Rapids, IA 52411
BD
CRD#: 326493
Cedar Rapids, IA
Current

June 25, 2025 - Present

UPMARKET SECURITIES LLC

Office #1: 1525 Mccarthy Boulevard #1000, Milpitas, CA 95035
BD
CRD#: 295634
MILPITAS, CA
Current

July 1, 2025 - Present

PELOTON SECURITIES LLC

Office #1: 117 Bow Street Unit #1as, Portsmouth, NH 03801
BD
CRD#: 304178
PORTSMOUTH, NH
Current

August 1, 2025 - Present

ONEDIGITAL SECURITIES LLC

Office #1: 11101 Switzer Road Suite 200, Overland Park, KS 66210
BD
CRD#: 327279
OVERLAND PARK, KS
Current

October 20, 2025 - Present

TEXAS SECURITIES, INC.

Office #1: 4024 Nazarene Suite B, Carrollton, TX 75010
BD
CRD#: 120148
CARROLLTON, TX
Current

December 12, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 450 Lexington Ave, New York, NY 10017
BD
CRD#: 305908
NEW YORK, NY
Past

May 16, 2023 - April 30, 2024

EQT PARTNERS BD, LLC

BD
CRD#: 322826
RADNOR, PA
Past

January 24, 2023 - February 15, 2024

E. E. POWELL & COMPANY INC.

BD
CRD#: 3063
SEVEN FIELDS, PA
Past

January 18, 2023 - November 15, 2024

ATREYU TRADING

BD
CRD#: 175371
NORWOOD, MA
Past

January 3, 2022 - October 13, 2025

BANKOH INVESTMENT SERVICES, INC.

BD
CRD#: 29280
HONOLULU, HI
Past

January 8, 2021 - October 26, 2021

AXOS CLEARING LLC

BD
CRD#: 117176
OMAHA, NE
Past

January 24, 2017 - January 15, 2021

ALPINE SECURITIES CORPORATION

BD
CRD#: 14952
SALT LAKE CITY, UT
Past

October 10, 2005 - March 12, 2012

AXOS CLEARING LLC

BD
CRD#: 117176
OMAHA, NE
Past

January 2, 2001 - September 27, 2005

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
ST. LOUIS, MO
Past

August 6, 1998 - January 8, 1999

JWGENESIS FINANCIAL GROUP, INC

BD
CRD#: 38166
BOCA RATON, FL
Past

August 6, 1998 - January 2, 2001

JWGENESIS SECURITIES, INC.

BD
CRD#: 33832
BOCA RATON, FL
Past

April 23, 1998 - June 30, 1999

JW GENESIS CLEARING CORP.

BD
CRD#: 6631
BOCA RATON, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/26/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/9/2018
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 1/24/2017
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/9/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 Lexington Ave, New York, NY 10017
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY
BRANT, DAVID ROBERTFINOP2718478
DIGIGLIO, JOSEPH ANDREWCCO4945031
MORA, MICHAEL JOHNCEO2648236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINALIS SECURITIES LLC

CRD#: 305908Mission, KS 66202

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