EK
Eric S. Kee
PERSONAL BENEFIT FINANCIAL
Lakewood, CO 80215
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CRD#: 2718062
EK
Professional summary
Eric Stephen Matthew Kee, who also goes by Eric Stephen Matthew Oderkirk, is a registered financial advisor currently at PERSONAL BENEFIT FINANCIAL located in Lakewood, Colorado and KESTRA ADVISORY SERVICES, LLC located in Lakewood, Colorado.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Eric has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Stephen Matthew Oderkirk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway,Building 2 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 8/27/2018 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Act for my clients best interest based on our plan and goalsBusiness Name: Personal Benefit Seminars My Federal Retirement and Benefits Investment Related: Yes Address: 870 Kipling St Ste A Lakewood CO 80215 Nature of Business: Other Other/None of the Above Public Speaking Position, Title or Relationship: Professional Speaker Start Date: 6/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide accurate information to audience on benefits.Business Name: Personal Benefit Financial Investment Related: Yes Address: 870 Kipling St Ste A Lakewood CO 80215 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 8/27/2018 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: I manage retail advisory accounts under a risk based strategy created by written financial plan.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Stephen Matthew Kee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 13, 2010 - Present
PERSONAL BENEFIT FINANCIAL
Office #1: 870 Kipling Street Suite A And B, Lakewood, CO 80215RIA
CRD#: 112517
Lakewood, CO
Current
August 27, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 870 Kipling St Suite A, Lakewood, CO 80215RIA
CRD#: 283330
Lakewood, CO
Current
August 27, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 870 Kipling St. Suite A, Lakewood, CO 80215BD
CRD#: 42046
Lakewood, CO
Past
May 20, 2008 - August 30, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
LAKEWOOD, CO
Past
July 8, 2006 - May 19, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
DENVER, CO
Past
May 27, 2002 - July 13, 2006
FSC SECURITIES CORPORATION
BD
CRD#: 7461
AURORA, CO
Past
April 9, 1999 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
April 9, 1999 - January 17, 2002
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
August 28, 1997 - March 18, 1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
January 7, 1997 - April 8, 1997
DWS DISTRIBUTORS, INC.
BD
CRD#: 37306
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/27/2018)
RR
California(8/27/2018)
IAR
Colorado(9/13/2010)
RR
Colorado(8/27/2018)
RR
Connecticut(9/29/2022)
RR
Florida(8/27/2018)
RR
Georgia(8/27/2018)
RR
Hawaii(4/12/2022)
RR
Idaho(8/27/2018)
RR
Illinois(8/27/2018)
RR
Indiana(8/27/2018)
RR
Iowa(8/27/2018)
RR
Kansas(10/5/2018)
RR
Minnesota(8/27/2018)
RR
Missouri(8/27/2018)
RR
Montana(8/27/2018)
RR
Nebraska(8/27/2018)
RR
Nevada(4/18/2020)
RR
New Mexico(8/27/2018)
RR
North Carolina(8/27/2018)
RR
Ohio(8/27/2018)
RR
Oregon(8/27/2018)
RR
Texas(8/27/2018)
IAR
Texas(7/27/2023)
RR
Utah(8/27/2018)
RR
Washington(8/27/2018)
RR
Wyoming(8/27/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
