RI
Richard E. Ingber
BANKERS LIFE ADVISORY SERVICES
Portage, MI 49002
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CRD#: 2717634
RI
Professional summary
Richard Evan Ingber is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Portage, Michigan and BANKERS LIFE SECURITIES, INC. located in Portage, Michigan.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Richard has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE & CASUALTY, INC POSITION: Insurance Agent NATURE: Provide life and health insurance products to retail clients, primarily the senior market. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 09/04/2007 ADDRESS: 950 Trade Centre Way, suite 325, Portage MI 49002, United States DESCRIPTION: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. RICHARD INGBER, LLC POSITION: President NATURE: Life, health and annuity insurance sales and customer service. Investment advisor representative responsibilities and customer service. Licensed in series 6, 63, 7, & 65. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 04/16/2024 ADDRESS: 37805 M 43, Paw Paw MI 49079, United States DESCRIPTION: This is an LLC for my Bankers Life and Bankers Life Securities business transactions. It includes life, health, and annuity insurance sales and customer service, as well as securities investment advice and service.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Evan Ingber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2017 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 950 Trade Centre Way Ste 325, Portage, MI 49002RIA
CRD#: 281285
Portage, MI
Current
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 950 Trade Centre Way Ste 325, Portage, MI 49002BD
CRD#: 173962
Portage, MI
Past
October 21, 2014 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
KALAMAZOO, MI
Past
April 2, 1996 - December 31, 2004
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(9/9/2016)
RR
Michigan(5/26/2016)
IAR
Michigan(6/14/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Portage, MI 49002TRUST BUT VERIFY
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