Stanley A. Klimek
Professional summary
Stanley Allen Klimek is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Oak Brook, Illinois and LASALLE ST SECURITIES, L.L.C. located in Oak Brook, Illinois.
Stanley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Stanley has worked at 10 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 52TO, Series 99TO, SIE, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stanley Allen Klimek's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 19, 2016 - Present
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Office #1: 2021 Midwest Road Ste 200, Oak Brook, IL 60523April 25, 2016 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 2021 Midwest Rd #200, Oak Brook, IL 60523January 6, 1998 - October 31, 2016
CAPITAL SECURITIES INVESTMENT CORPORATION
April 30, 1990 - December 5, 2016
CAPITAL SECURITIES INVESTMENT CORPORATION
November 29, 1983 - May 23, 1990
INVEST FINANCIAL CORPORATION
November 22, 1982 - September 30, 1983
AMERIPRISE ADVISOR SERVICES, INC.
January 3, 1980 - November 17, 1982
CAPITAL SECURITIES INVESTMENT CORPORATION
November 4, 1977 - December 21, 1977
COLIN, HOCHSTIN CO.
July 19, 1974 - January 13, 1976
DRESDNER SECURITIES (USA) INC.
December 7, 1971 - June 17, 1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
March 17, 1971 - December 2, 1971
T.C. DRISCOLL & CO., INC.
September 18, 1969 - April 13, 1971
HAMILTON INVESTMENTS, INC.
Primary Firm SEC Registration
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2016)
(10/27/2016)
(11/7/2016)
(4/25/2016)
(4/25/2016)
(10/18/2016)
(4/25/2016)
(4/25/2016)
(4/26/2016)
(7/19/2016)
(11/3/2016)
(10/13/2016)
(11/3/2016)
(10/27/2016)
(10/24/2016)
(10/13/2016)
(10/13/2016)
(11/9/2016)
(1/26/2022)
(10/13/2016)
(4/25/2016)
(10/19/2016)
(6/28/2016)
(8/5/2016)
(10/13/2016)
(4/30/2019)
(3/13/2017)
(4/25/2016)
(3/13/2017)
(5/23/2016)
(10/13/2016)
(10/18/2016)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 9/12/1969
Registered Representative ExaminationFINRA
Current Firm
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
Contact information
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
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Company Information
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701Oak Brook, IL 60523TRUST BUT VERIFY
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