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Cory Jon Gossard

PINE DISTRIBUTORS
DENVER, CO
·CRD# 2717444·25 years experience

Professional Summary

Cory Jon Gossard, who also goes by Cory J Gossard, is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Denver, Colorado. Cory is registered as a RR (Registered Representative) and started their career in finance in 2001. Cory has worked at 5 firms and has passed the Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cory J Gossard

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

PINE DISTRIBUTORS LLC·CRD# 323408
BD
501 S. Cherry Street Suite 610, Denver, CO 80246
December 10, 2025 - Present
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
Denver, CO
March 10, 2014 - January 19, 2021
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
New York, NY
February 20, 2008 - February 27, 2014
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 30, 2007 - February 27, 2014
CITI DISTRIBUTION SERVICES, INC.·CRD# 29244
BD
Columbus, OH
July 25, 2007 - October 31, 2007
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Portland, ME
July 16, 2001 - July 31, 2007

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Current Firm

PD
PINE DISTRIBUTORS LLC

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: 8-71004
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone Number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER—
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(12/11/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Cory Jon Gossard's CRS (Customer Relationship Summary).

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