MH
Marty D. Host
CETERA INVESTMENT ADVISERS LLC
BROWERVILLE, MN 56438
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CRD#: 2717340
MH
Professional summary
Marty Daniel Host is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Browerville, Minnesota and CETERA WEALTH SERVICES, LLC located in Browerville, Minnesota.
Marty is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Marty has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/1995 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, LONG-TERM CARE, AND PROPERTY AND CASUALTY. 2. NAME OF OTHER BUSINESS: BROWERVILLE PUBLIC SCHOOL ISD#787 INVESTMENT RELATED: NO ADDRESS: 620 PARK AVE N, BROWERVILLE, MN 56438 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: SCHOOL BOARD MEMBER & CLERK APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: ATTEND SCHOOL BOARD MEETINGS AND ASSIST IN SCHOOL POLICIES AND PROCEDURES. AS CLERK, SIGN BOARD MEETING MINUTES AND OTHER SCHOOL RELATED DOCUMENTS; 3. NAME OF OTHER BUSINESS: BROWERVILLE LIONS CLUB INVESTMENT RELATED: NO ADDRESS: PO BOX 254, BROWERVILLE, MN 56438 NATURE OF BUSINESS: BOARD FIDUCIARY POSITIONS START DATE: 6/2010 POSITION/TITLE/RELATIONSHIP: LIONS MEMBER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: .5 BRIEF DESCRIPTION OF DUTIES: ASSIST IN CLUB ACTIVITY DECISIONS AND EXECUTION OF CLUB FUNCTIONS; 4. NAME OF OTHER BUSINESS: M&C HOST PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE START DATE: 9/2014 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: THIS LLC'S ONLY HOLDING IS MY OFFICE BUILDING THAT I LEASE FROM MARTY HOST FINANCIAL SERVICES, LLC AS A TAX STRATEGY. MHFS, LLC WILL CEASE TO EXIST BY YEAR END OR Q1 2023 AND THE OFFICE BUILDING WILL BE LEASED TO MONEY WERX INSRUANCE & FINANCIAL SERVICES, LLC, MY NEW LLC. ; 5. NAME OF OTHER BUSINESS: MONEY WERX INSURANCE & FINANCIAL SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BUSINESS TAX ENTITY FOR THE SALES OF INSURANCE AND INVESTMENT PRODUCTS START DATE: 11/2022 POSITION/TITLE/RELATIONSHIP: PRESIDENT/SOLE MEMBER/FINANCIAL ADVISOR/OWNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: INSURANCE & INVESTMENTS SALES. INVESTMENTS WILL BE SOLD THROUGH CETERA ADVISOR NETWORKS AND INSURANCE WILL BE SOLD THROUGH ATLAS INSURANCE BROKERS OF ROCHESTER MN. PROPERTY CASUALTY, LIFE, HEALTH, DISABILITY AND LTC INSURANCE WILL BE SOLD THROUGH ATLAS INSURANCE BROKERS;
CRS (Client Relationship Summary) - RIA
Click below to view Marty Daniel Host's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 400 Main St S, Browerville, MN 56438RIA
CRD#: 105644
BROWERVILLE, MN
Current
January 6, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 400 Main St S, Browerville, MN 56438BD
CRD#: 13572
BROWERVILLE, MN
Past
February 28, 2023 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Browerville, MN
Past
May 3, 2010 - December 2, 2022
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
BROWERVILLE, MN
Past
February 23, 2006 - April 20, 2010
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
MELROSE, MN
Past
March 29, 2000 - April 20, 2010
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
MELROSE, MN
Past
April 2, 1996 - March 20, 2000
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
ST. CLOUD, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2023)
RR
Minnesota(1/6/2023)
IAR
Minnesota(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
