Robert F. Ruland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Fred Ruland, who also goes by Bob Ruland, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2006 - February 14, 2025
ATALANTA SOSNOFF CAPITAL, LLC
January 3, 2003 - August 24, 2006
ATALANTA SOSNOFF MANAGEMENT, LLC
July 26, 1999 - April 25, 2001
BANC OF AMERICA SECURITIES LLC
February 24, 1997 - July 27, 1999
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
ATALANTA SOSNOFF CAPITAL, LLC
CRD#: 104880 / SEC#: 801-16739
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATALANTA SOSNOFF CAPITAL, LLC
CRD#: 104880 / SEC#: 801-16739
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 195 |
| AUM (Assets Under Management) | $ 4,496,850,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/27/2025 | ||
| 10/25/2024 | ||
| 11/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
