MG
Matthew W. Guyette
PLANMEMBER SECURITIES
Salem, OR 97302
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CRD#: 2715238
MG
Professional summary
Matthew William Guyette, who also goes by Mathew William Guyette, Matt William Guyette, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Salem, Oregon.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mathew William Guyette | Matt William Guyette
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Haven Financial Group-4985 Battle Creek Rd Se, Ste 120, Salem, OR 97302; Investment related; Securities & insurance sales & svcs; Advisor; Start date 4/2021; 200 hrs/mnth & during trading. 2) Matthew W. Guyette (self employed)-5230 Kali St. SE, Salem, OR 97306; Investment related; Insurance (life, variable, health) sales & svcs; Insurance Agent; Start date 5/2006; 20 hrs/mnth & during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew William Guyette's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew William Guyette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 4985 Battle Creek Road Se, Suite 120, Salem, OR 97302RIA
BD
CRD#: 11869
Salem, OR
Current
April 26, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 4985 Battle Creek Road Se, Suite 120, Salem, OR 97302RIA
BD
CRD#: 11869
Salem, OR
Past
October 15, 2018 - April 28, 2021
EDWARD JONES
RIA
CRD#: 250
SALEM, OR
Past
October 5, 2018 - April 28, 2021
EDWARD JONES
BD
CRD#: 250
SALEM, OR
Past
October 1, 2012 - October 12, 2018
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
SALEM, OR
Past
October 1, 2012 - October 12, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SALEM, OR
Past
January 5, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
BEAVERTON, OR
Past
January 5, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BEAVERTON, OR
Past
July 11, 2006 - December 23, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
PORTLAND, OR
Past
June 30, 2006 - December 23, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
PORTLAND, OR
Past
January 29, 1999 - December 15, 2000
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAINT PAUL, MN
Past
March 12, 1996 - April 18, 1997
PHILLIPS & COMPANY
BD
CRD#: 35800
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/27/2021)
RR
Oregon(5/5/2021)
IAR
Oregon(5/5/2021)
RR
Texas(4/27/2021)
IAR
Texas(4/27/2021)
RR
Virginia(8/11/2021)
RR
Washington(5/11/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Salem, OR 97302TRUST BUT VERIFY
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