RS
Robert R. Sayler
SEACREST WEALTH MANAGEMENT
Rapid City, SD 57701
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CRD#: 2715203
RS
Professional summary
Robert Raymond Sayler is a registered financial advisor currently at SEACREST WEALTH MANAGEMENT, LLC located in Rapid City, South Dakota and PURSHE KAPLAN STERLING INVESTMENTS located in Rapid City, South Dakota.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SEACREST WEALTH MANAGEMENT- RIA, INVESTMENT RELATED, 219 Founders Drive, Suite 4, Rapid City, SD 57701 2) YMCA OF RAPID CITY; NOT INVESTMENT RELATED; 815 KANSAS CITY STREET; RAPID CITY, SD, 57701; NON-PROFIT ORGANIZATION DEDICATED TO BUILDING STRONG KIDS, STRONG FAMILIES AND STRONG COMMUNITIES; BOARD MEMBER; START DATE 1/1/10; 10 HOURS PER MONTH; 0 DURING TRADING HOURS; I SIT ON THE FISCAL COMMITTEE AND CHAIR THE SHAPING OF OUR FUTURE CAPITAL CAMPAIGN, A PROJECT WITH THE GOAL OF EXPANDING OUR CHILD CARE AND WELLNESS CENTER FACILITIES; ALSO SERVE ON THE ANNUAL KIDS CAMPAIGN COMMITTEE, A PROGRAM TO PROVIDE SCHOLARSHIPS TO INDIVIDUALS NOT ABLE TO PAY FOR Y MEMBERSHIPS. I RECEIVE NO COMPENSATION FOR THIS POSITION. 3)PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 6/6/08 4)SEACREST INVESTMENT MANAGEMENT; OPI; PRIVATE EQUITY; STARTED 3/11/2011; 5) Black Hills WM LLC. Investment Related. 219 Founders Park Drive, Suite 4, Rapid City, SD 57701. Business entity associated with Seacrest Wealth Management. Co-Managing Partner. Start 2/2021. 40hrs/mo, during trading hours. Investment Advisory Responsibilities. 6) SeaCrest Financial Services; Not Investment Related; 219 Founders Park Drive, Suite 4, Rapid City, SD 57701; Fixed Insurance Broker; Partner; 07/31/2023; 4 hrs/mo; 4 hrs during trading hours; Duties: Weekly conference calls with the other two principals. Occasional phone calls with SeaCrest Wealth Management advisors to make them aware of fixed insurance offerings available through SeaCrest Financial Services.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Raymond Sayler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2011 - Present
SEACREST WEALTH MANAGEMENT, LLC
Office #1: 219 Founders Park Drive Suite 4, Rapid City, SD 57701RIA
CRD#: 147092
Rapid City, SD
Current
June 6, 2008 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 219 Founders Park Drive Suite 4, Rapid City, SD 57701BD
CRD#: 35747
Rapid City, SD
Past
April 2, 2007 - June 12, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
RAPID CITY, SD
Past
April 2, 2007 - June 12, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
RAPID CITY, SD
Past
January 10, 1997 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
RAPID CITY, SD
Past
April 15, 1996 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
RAPID CITY, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SEACREST WEALTH MANAGEMENT, LLC
SEACREST WEALTH MANAGEMENT, LLC
CRD#: 147092 / SEC#: 801-69141
RIA
Registered Investment Advisory firm - (5/12/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/6/2008)
RR
California(6/6/2008)
RR
Colorado(6/6/2008)
RR
Florida(2/29/2012)
RR
Illinois(6/6/2008)
RR
Iowa(6/6/2008)
RR
Minnesota(6/6/2008)
RR
Nebraska(6/6/2008)
RR
New Mexico(2/28/2024)
RR
North Dakota(6/6/2008)
RR
South Dakota(6/6/2008)
IAR
South Dakota(5/23/2011)
RR
Texas(3/7/2024)
RR
Wyoming(6/6/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SEACREST WEALTH MANAGEMENT, LLC
SEACREST WEALTH MANAGEMENT, LLC
CRD#: 147092 / SEC#: 801-69141
RIA
Registered Investment Advisory firm - (5/12/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3000 Westchester Avenue Suite 206, Purchase, NY 10577
Mailing Address
Phone number
(914) 502-1900
Established
Firm type
Fiscal year end
# of Employees
51
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,945 |
| AUM (Assets Under Management) | $ 1,561,182,425 |
Red Flags
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Company Information
SEACREST WEALTH MANAGEMENT, LLC
CRD#: 147092Rapid City, SD 57701TRUST BUT VERIFY
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Contact information
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