Steven B. Kantz

CETERA INVESTMENT ADVISERS LLC

Pittsburgh, PA 15235

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CRD#: 2715107

Professional summary

Steven Bradley Kantz, who also goes by Steve B Kantz, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pittsburgh, Pennsylvania and CETERA ADVISORS LLC located in Pittsburgh, Pennsylvania.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve B Kantz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 4/2005, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, AND FIXED ANNUITIES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Bradley Kantz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 300 Penn Center Blvd Ste 740 Null, Pittsburgh, PA 15235Office #2: 3000 Mcknight East Drive, Suite 202, Pittsburgh, PA 15237

RIA

CRD#: 105644

Pittsburgh, PA

Current

June 30, 2022 - Present

CETERA ADVISORS LLC

Office #1: 3000 Mcknight East Drive, Suite 202, Pittsburgh, PA 15237Office #2: 3000 Mcknight East Drive, Suite 333, Pittsburgh, PA 15237

CRD#: 10299

Pittsburgh, PA

Past

July 1, 2022 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

GREENWOOD VILLAGE, IL

Past

June 17, 2015 - June 30, 2022

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Canonsburg, PA

Past

June 8, 2015 - July 5, 2022

LPL FINANCIAL LLC

CRD#: 6413

PITTSBURGH, PA

Past

March 2, 2009 - June 8, 2015

INVEST FINANCIAL CORPORATION

CRD#: 12984

PITTSBURGH, PA

Past

February 1, 2001 - March 13, 2009

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

PITTSBURGH, PA

Past

January 9, 1997 - December 31, 1999

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENSBURG, PA

Past

April 2, 1996 - June 28, 1996

FAIRCHILD FINANCIAL GROUP, INC.

CRD#: 21404

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/26/2022)

Arkansas
(7/5/2022)

California
(2/24/2023)

Florida
(8/15/2022)

Ohio
(6/30/2022)

Pennsylvania
(7/1/2022)

IAR

Pennsylvania
(3/21/2024)

South Carolina
(7/6/2022)

Virginia
(8/3/2022)

West Virginia
(7/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven B. Kantz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Bradley Kantz's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

INVEST FINANCIAL CORPORATION

AMERITAS INVESTMENT COMPANY, LLC

TRUSTMONT FINANCIAL GROUP, INC.

FAIRCHILD FINANCIAL GROUP, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/4/1996

SIE

Date: 10/1/2018

Series 7

Date: 4/1/1996

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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