Edwin A. Rasberry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin Albert Rasberry III was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1996. Edwin had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2016 - October 20, 2017
BRITEHORN SECURITIES
October 14, 2011 - December 13, 2012
FRONTIER SOLUTIONS, LLC
August 18, 2010 - October 3, 2011
WEISS MULTI-STRATEGY FUNDS LLC
September 12, 2007 - August 18, 2010
GUGGENHEIM SECURITIES, LLC
February 28, 2005 - July 11, 2006
DEUTSCHE BANK SECURITIES INC.
March 18, 2003 - February 17, 2005
AUERBACH GRAYSON & COMPANY LLC
April 22, 1999 - September 23, 2002
CREDIT AGRICOLE SECURITIES (USA) INC.
March 21, 1996 - July 6, 1998
CASPIAN SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BRITEHORN SECURITIES
CRD#: 36402 / SEC#: , 8-47217
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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