George A. Irvin
Professional summary
George A Irvin, who also goes by George Alan Irvin, George Irvin, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in San Francisco, California and NATIONAL FINANCIAL SERVICES LLC located in San Francisco, California.
George is registered as a RR (Registered Representative) and started their career in finance in 1998. George has worked at 4 firms and has passed the Series 63, Series 66, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George A Irvin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 California St Suite 1200, San Francisco, CA 94111July 10, 2025 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 100 California St Suite 1200, San Francisco, CA 94111April 1, 2011 - September 13, 2017
LPL FINANCIAL LLC
March 30, 2011 - September 13, 2017
LPL FINANCIAL LLC
November 2, 2006 - March 31, 2011
CHARLES SCHWAB & CO., INC.
March 15, 2006 - March 31, 2011
CHARLES SCHWAB & CO., INC.
August 5, 1999 - January 21, 2003
CHARLES SCHWAB & CO., INC.
March 20, 1998 - January 21, 2003
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2020)
Exams
Series 7TO
Date: 2/25/2020
General Securities Representative ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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