Michael A. Pieza
Professional summary
Michael A Pieza, who also goes by Michael A Pieza, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Parker, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 3, Series 31, Series 7, Series 6, Series 4, Series 53, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael A Pieza's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2019 - Present
EMPOWER ADVISORY GROUP, LLC
October 3, 2019 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E. Orchard Rd, Greenwood Village, CO 80111March 13, 2013 - June 2, 2015
CETERA WEALTH SERVICES, LLC
February 7, 2013 - June 2, 2015
CETERA INVESTMENT SERVICES LLC
November 16, 2012 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
November 16, 2012 - June 2, 2015
CETERA WEALTH SERVICES, LLC
October 18, 2012 - June 2, 2015
CETERA INVESTMENT ADVISERS LLC
October 18, 2012 - June 2, 2015
CETERA FINANCIAL SPECIALISTS LLC
May 6, 2008 - May 29, 2019
CETERA ADVISORS LLC
May 6, 2008 - May 29, 2019
CETERA ADVISORS LLC
April 14, 2005 - May 12, 2008
MML INVESTORS SERVICES, LLC
August 25, 2000 - December 10, 2003
CHARLES SCHWAB & CO., INC.
June 16, 1999 - July 12, 2000
U.S. BANCORP INVESTMENTS, INC.
April 29, 1997 - February 3, 1999
BROKERAGE ADMINISTRATORS CORPORATION
March 6, 1996 - October 10, 1996
SUNSET FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2019)
(10/3/2019)
(10/3/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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