Brian William Barry
Professional Summary
Brian William Barry is a registered financial advisor currently at DUNN SECURITIES, LLC located in Stuart, Florida. Brian is registered as a RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 12 firms and has passed the Series 63, SIE, Series 87, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
DUNN SECURITIES, LLC
Contact Information
Main Address
309 Se Osceola St. Suite 350, Stuart, FL 34994-2240Mailing Address
309 Se Osceola St. Suite 350, Stuart, FL 34994-2240Phone Number
(772) 286-4777Established
Delaware since 03/20/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/4/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed May 2009About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Dec 1999SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian William Barry's CRS (Customer Relationship Summary).
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