Ibrahim Gjura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ibrahim Gjura, who also goes by Abe Gjura, was a registered financial professional .
Ibrahim is a previously registered financial professional and started their career in finance in 1996. Ibrahim had worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2014 - February 23, 2016
CREDIT SUISSE SECURITIES (USA) LLC
February 24, 2011 - January 25, 2013
BARCLAYS CAPITAL INC.
October 1, 2008 - July 26, 2010
J.P. MORGAN SECURITIES LLC
August 22, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
November 1, 2005 - June 11, 2007
E*TRADE SECURITIES LLC
September 18, 1996 - October 27, 2005
CIBC WORLD MARKETS CORP.
May 23, 1996 - July 11, 1996
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/9/2007
Limited Representative-Equity Trader ExamCurrent Firm
CREDIT SUISSE SECURITIES (USA) LLC
CRD#: 816 / SEC#: 801-56264, 8-422
Contact information
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 805,275,346 |
Disclosures
| Regulatory Event | 322 |
| Civil Event | 8 |
| Arbitration | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/26/2023 | ||
| 01/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
