Marcy Loomis
Professional summary
Marcy Loomis, who also goes by Marcy R Kushnir, Marcy Robin Kushnir, Marcy Robin Loomis, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Marcy is registered as a RR (Registered Representative) and started their career in finance in 1996. Marcy has worked at 6 firms and has passed the SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marcy Loomis's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917November 10, 2020 - April 4, 2022
NATIONAL FINANCIAL SERVICES LLC
May 17, 2020 - April 4, 2022
FIDELITY DISTRIBUTORS COMPANY LLC
January 8, 2018 - August 2, 2019
FIDELITY BROKERAGE SERVICES LLC
May 8, 2013 - August 2, 2019
FIDELITY DISTRIBUTORS COMPANY LLC
June 28, 2000 - January 10, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
December 22, 1998 - June 26, 2000
BOFA DISTRIBUTORS, INC.
April 30, 1996 - December 17, 1998
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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