Shajan K. Ninan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shajan Kiriyan Ninan, who also goes by Ninan Kiriyan, was a registered financial professional .
Shajan is a previously registered financial professional and started their career in finance in 1996. Shajan had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 86, Series 87, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2018 - December 18, 2023
YOUNG AMERICA CAPITAL, LLC
May 2, 2014 - April 6, 2016
NETWORK 1 FINANCIAL SECURITIES INC.
August 28, 2013 - April 25, 2014
BUCKMAN, BUCKMAN & REID, INC.
December 15, 2008 - April 27, 2012
WILMINGTON CAPITAL SECURITIES, LLC
June 15, 2001 - December 15, 2008
SANDGRAIN SECURITIES LLC
March 17, 1998 - July 23, 1999
MORGAN STANLEY DW INC.
February 24, 1998 - March 16, 1998
OSCAR GRUSS & SON INCORPORATED
June 20, 1997 - March 2, 1998
BARINGTON CAPITAL GROUP, L.P.
February 22, 1996 - March 7, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 22, 1996 - March 7, 1997
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
YOUNG AMERICA CAPITAL, LLC
CRD#: 150443 / SEC#: , 8-68260
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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