Barbara Moreno

EVOLVE PRIVATE WEALTH

LOS ANGELES, CA 90024

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CRD#: 2712928

Professional summary

Barbara Moreno is a registered financial advisor currently at EVOLVE PRIVATE WEALTH, LLC located in Los Angeles, California.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Barbara has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Moreno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2025 - Present

EVOLVE PRIVATE WEALTH, LLC

Office #1: 10877 Wilshire Boulevard Suite 1406, Los Angeles, CA 90024

RIA

CRD#: 333932

LOS ANGELES, CA

Past

September 14, 2022 - April 3, 2025

SANCTUARY ADVISORS, LLC

RIA

CRD#: 226606

LOS ANGELES, CA

Past

September 14, 2022 - April 3, 2025

SANCTUARY SECURITIES, INC.

CRD#: 205

LOS ANGELES, CA

Past

December 13, 2016 - August 15, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BEVERLY HILLS, CA

Past

July 21, 2016 - August 15, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BEVERLY HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVOLVE PRIVATE WEALTH, LLC

EVOLVE PRIVATE WEALTH, LLC | SLK PRIVATE WEALTH, LLC | SLK PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 333932 / SEC#: 801-131749

RIA

Registered Investment Advisory firm - (1/2/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/21/2025)

IAR

Texas
(1/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/12/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/2016

General Securities Representative Examination

Current Firm

EVOLVE PRIVATE WEALTH, LLC

EVOLVE PRIVATE WEALTH, LLC | SLK PRIVATE WEALTH, LLC | SLK PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 333932 / SEC#: 801-131749

RIA

Registered Investment Advisory firm - (1/2/2025 Approved)

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Contact information

Main Address

10877 Wilshire Boulevard Suite 1406, Los Angeles, CA 90024

Mailing Address

Phone number

(424) 500-4601

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVOLVE PRIVATE WEALTH, LLC DISCLOSURE BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts	3,940
AUM (Assets Under Management)	$ 2,147,950,288

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barbara Moreno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Moreno's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANCTUARY ADVISORS, LLC

SANCTUARY SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

EVOLVE PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/12/2016

SIE

Date: 10/1/2018

Series 7

Date: 7/21/2016

Current Firm

EVOLVE PRIVATE WEALTH, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVOLVE PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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