GS
George E. Stratmann
INVICTA FINANCIAL GROUP
San Diego, CA 92127
Some features on this profile are disabled
CRD#: 2712567
GS
Professional summary
George Ernest Stratmann JR, who also goes by Chip Stratmann, is a registered financial advisor currently at INVICTA FINANCIAL GROUP located in San Diego, California.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. George has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chip Stratmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Chip Stratmann is a licensed insurance agent of George E. Stratmann, Sole Proprietor since March 1996. He is an independent insurance agent that sells and services for health and life insurance. He always acts in the best interest of the client. Clients are not required to implement the plan in his capacity as a licensed insurance agent. He receives approximately $5,000 compensation annually for this activity and spends 4-10 hours per month on this activity. 2) Chip Stratmann is a property owner since April 2011 with timber, oil and gas products that will produce periodic income. He owns real estate where he receives rental income. He receives approximately $30,000-$300,000 compensation annually for this activity and spends 2-6 hours per month on this activity. 3) Chip Stratmann is the owner of Stratmann & Associates, Inc. since December 2016. This is a single owner corporation established to pay all appropriate payroll taxes and federal and state income taxes for advisory businesses. He receives no compensation for this activity and spends 1-2 hours per month on this activity. 4) Chip Stratmann is the trustee of a trust since April 2011. He receives no compensation for this activity and spends 1 hour per month on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view George Ernest Stratmann JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2017 - Present
INVICTA FINANCIAL GROUP
Office #1: 11440 West Bernardo Court Suite 102, San Diego, CA 92127RIA
CRD#: 288008
San Diego, CA
Past
July 2, 2013 - September 11, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
SAN DIEGO, CA
Past
September 2, 2005 - July 25, 2013
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
OCEANSIDE, CA
Past
January 4, 2005 - September 2, 2005
FIRST COMMAND BANK
RIA
CRD#: 128851
FORT WORTH, TX
Past
March 27, 1996 - July 25, 2013
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
OCEANSIDE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/28/2017)
IAR
Texas(9/6/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
IF
INVICTA FINANCIAL GROUP
BDT & ASSOCIATES, INC. | INVICTA FINANCIAL GROUP
CRD#: 288008 / SEC#: 801-118542
RIA
Registered Investment Advisory firm - (4/27/2020 Approved)Arizona
Registered Investment Advisory firm - (4/28/2020 Terminated)California
Registered Investment Advisory firm - (5/28/2020 Terminated)Iowa
Registered Investment Advisory firm - (4/29/2020 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2020 Terminated)Nevada
Registered Investment Advisory firm - (5/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (4/29/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2615 East 24th Street Suite 2, Yuma, AZ 85365
Mailing Address
Phone number
(928) 344-8000
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,722 |
| AUM (Assets Under Management) | $ 324,619,396 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
